Karen Barr, CEO of the Investment Adviser Association joins Bruce, flying solo today as Jeff hosts our own RIA summit, to chat all things advisory business. Nicole Casperson joins Bruce to discuss how tech is reshaping account aggregation.
In this episode, you'll hear about
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This episode sponsored by the State of the Industry Podcast by Allworth Financial
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Guest Bio: Karen Barr is a native Washingtonian. She received her B.A. degree, magna cum laude, from the University of Pennsylvania in 1985 and her law degree, cum laude, from the University of Michigan in 1988, where she was an editor on the Journal of Law Reform. After law school, Karen served as law clerk to the Honorable Walter E. Black, Jr., a federal judge on the U.S. District Court for the District of Maryland. From 1989 until March 1997, when she joined the IAA, Karen was in private practice at the Washington, D.C. law firm Wilmer Cutler & Pickering, where she represented clients with respect to SEC investigations, securities class action litigation, administrative proceedings, internal corporate investigations, and securities regulatory matters. Karen is a member of the District of Columbia Bar.
Bruce is joined this week by new InvestmentNews managing editor Emile Hallez to discuss what happens now that the election is over and we know who the next president is going to be.
Bruce is joined once again by InvestmentNews managing editor James Burton to discuss the ongoing consolidation and potential for job cuts at one of the country’s largest broker-dealer networks.
Bruce mixes it up this week and brings in InvestmentNews managing editor James Burton to discuss the story that rocked the newsroom last week – the surprise termination of LPL CEO Dan Arnold.
Bruce sits down with Vance Barse, founder and wealth strategist at Your Dedicated Fiduciary, to discuss different fee models and the passionate “hourly fee bros.”
