Mary Schapiro elected to Morgan Stanley board

Mary Schapiro elected to Morgan Stanley board
Executive has served as the chair of the SEC, Finra and the CFTC
JUN 27, 2018

Mary Schapiro has been elected to Morgan Stanley's board of directors, effective Sunday. Ms. Schapiro is currently vice chair of Promontory Advisory Board, which is part of Promontory Financial Group, a strategy, risk management and regulatory compliance firm that was acquired by IBM in 2016. (More: Former SEC Chairwoman Mary Schapiro's lessons on leadership)​ Ms. Shapiro served as chair of the Securities and Exchange Commission from January 2009 through December 2012. Before that, from 2006 through 2008, she was the chair and CEO of the Financial Industry Regulatory Authority, where she held a number of key executive positions, including serving as vice chair and president of NASD Regulation, a Finra predecessor. Ms. Schapiro also served as chair of the Commodity Futures Trading Commission from 1994 to 1996.

Latest News

The power of cultivating personal connections
The power of cultivating personal connections

Relationships are key to our business but advisors are often slow to engage in specific activities designed to foster them.

A variety of succession options
A variety of succession options

Whichever path you go down, act now while you're still in control.

'I’ll never recommend bitcoin,' advisor insists
'I’ll never recommend bitcoin,' advisor insists

Pro-bitcoin professionals, however, say the cryptocurrency has ushered in change.

LPL raises target for advisors’ bonuses for first time in a decade
LPL raises target for advisors’ bonuses for first time in a decade

“LPL has evolved significantly over the last decade and still wants to scale up,” says one industry executive.

What do older Americans have to say about long-term care?
What do older Americans have to say about long-term care?

Survey findings from the Nationwide Retirement Institute offers pearls of planning wisdom from 60- to 65-year-olds, as well as insights into concerns.

SPONSORED The future of prospecting: Say goodbye to cold calls and hello to smart connections

Streamline your outreach with Aidentified's AI-driven solutions

SPONSORED A bumpy start to autumn but more positives ahead

This season’s market volatility: Positioning for rate relief, income growth and the AI rebound