Practice Management

Displaying 9168 results
YOUR PRACTICE PRACTICE MANAGEMENT AUG 11, 2013
Finra board member downplays scandal

Athletes finish out of the money
YOUR PRACTICE PRACTICE MANAGEMENT AUG 11, 2013
Athletes finish out of the money

From NFL star Terrell Owens to boxing legend Mike Tyson, too many professional athletes have gone from sudden wealth to financial ruin in a flash. What can advisers do to help protect sports stars and their assets?

YOUR PRACTICE PRACTICE MANAGEMENT AUG 11, 2013
Suit alleges Ponzi scammed investors out of $300M

Money manager claimed 432% returns while S&P 500 sank.

YOUR PRACTICE PRACTICE MANAGEMENT AUG 09, 2013
UBS charging clients fees to create financial plans

YOUR PRACTICE PRACTICE MANAGEMENT AUG 08, 2013
Build career expectations into recruitment

To bring on the right people, make sure their characteristics and goals match your firm's DNA.

YOUR PRACTICE PRACTICE MANAGEMENT AUG 07, 2013
Address the elephant in the room

Talk about your fees with clients, and the value you provide in return.

YOUR PRACTICE RIAS AUG 07, 2013
Carson acquires $218M AUM hybrid

Carson Wealth Management acquired a hybrid advisory firm today and plans to buy a bunch more--up to eight--by the end of the year. What's CEO Ron Carson up to? Bruce Kelly has the story.

YOUR PRACTICE PRACTICE MANAGEMENT JUL 31, 2013
SEC's Aguilar: custody rules won't burden brokers

New regulations for brokers who control their clients' cash will go a long way toward preventing another client rip-off like the Bernard Madoff Ponzi scheme, the SEC commissioner said.

YOUR PRACTICE PRACTICE MANAGEMENT JUL 31, 2013
Same-sex couples to get estate taxes back

In New York, Gov. Cuomo announces opportunity to file for refunds.

YOUR PRACTICE RIAS JUL 29, 2013
Leitz elected NAPFA national chair

Colorado-based adviser seeks to make the organization a home for brokers moving to RIA.

YOUR PRACTICE PRACTICE MANAGEMENT JUL 29, 2013
Advisers have less stress, more fun if they work while on vacation

YOUR PRACTICE PRACTICE MANAGEMENT JUL 29, 2013
Hiring an intern can be a win-win

YOUR PRACTICE BROKER DEALERS JUL 28, 2013
LPL right to eliminate 'self-supervision'

Beginning in 2015, firm to charge its reps for outside supervision.

YOUR PRACTICE PRACTICE MANAGEMENT JUL 28, 2013
Recruiter says women part of the reason for low numbers of female advisers

Question the ability to strike the work-life balance they seek.

YOUR PRACTICE RIAS JUL 28, 2013
Making their way in a man's world

YOUR PRACTICE PRACTICE MANAGEMENT JUL 26, 2013
Advisers inundated by fund company outreach

Asset management companies are reaching out to advisers more than ever, and their <a href=&quot;http://www.investmentnews.com/gallery/20130827/FREE/827009999/PH&quot;>arsenal of contact methods</a> has expanded.

YOUR PRACTICE PRACTICE MANAGEMENT JUL 24, 2013
Gandolfini's estate may get whacked with $30 million tax bill

The $70M estate of late actor James Gandolfini could get stuck with a $30M tax bill. The culprit? Generous bequests to family members

YOUR PRACTICE PRACTICE MANAGEMENT JUL 24, 2013
Advisers had better adapt to the modern family — or else: Study

Who is the investor of the future? Research points to crucial demographic shifts toward the modern family with 'younger demographics' that advisers need to get ahead of. Or get left behind.

YOUR PRACTICE PRACTICE MANAGEMENT JUL 24, 2013
Clients tell it like it is, and that's a good thing

Advisory councils can be tough but help advisers improve their business.

YOUR PRACTICE PRACTICE MANAGEMENT JUL 23, 2013
How to raise fees without ticking off clients

Experts share tips on when and how to tweak fees