Although a chasm separates Democrats and Republicans over most of the Bush tax cuts, the difference between them on taxation of investment income is more of a rift. Democrats are seeking a 20% rate on dividends and capital gains, while the GOP wants to set it at 15%.
Regulator cites limited ability to protect investors; 'we could do more'
Regulators claim he misled hedge fund investors, misused money to support Chinese company
Amid cost cuts, SRO spends $550K to make its case on Capitol Hill
With taxes on the wealthy expected to rise dramatically, a small but increasing number of Americans are renouncing their U.S. citizenship. Is this smart planning or plain crazy? Advisers weigh in.
Advisers warn that plan sponsors could stop offering self-directed accounts over concerns that they will have more fiduciary responsibility for investments.
Questioning whether the city adequately disclosed financial information when it raised money from investors
CFP will use official "sanction guidelines" as it determines what actions to take against its members for particular board violations.
Those with a grievance should be able to make their case in a real court of law
Legislation to limit scope of municipal adviser regulation draws bipartisan support; subcommittee vote Aug. 1
Now that a new federal rule took effect requiring plan providers to disclose certain 401(k) fees, sponsors have until the end of next month to pass the word to participants
It's been nearly two years since the passage of the landmark legislation. So far, the law has translated into precious little reform.
A former Bank of America executive was indicted for allegedly participating in what prosecutors said was a “far-reaching conspiracy” to defraud municipal bond investments through bid rigging
The Financial Industry Regulatory Authority Inc. took a hit as regulatory fees continued to decline and the costs of its ongoing integration with the NYSE rose.
Lewis is latest hire charged with pushing advisers' agenda on Capitol Hill
