Creating opportunities from the DOL's fee disclosure rules

Few changes in the retirement plan landscape have been as far-reaching and significant as the Department of Labor's (DOL's) recent fee transparency initiative. As a Registered Investment Advisor (RIA), you have likely already assessed whether you are subject to the new regulations, and if you are, have reviewed your fee disclosure practices to ensure that you are in compliance. It's now time to turn your attention to business opportunities presented by the DOL's fee transparency rules, according to this white paper from TD Ameritrade Institutional.
MAR 27, 2013
By  Mark Bruno
Few changes in the retirement plan landscape have been as far-reaching and significant as the Department of Labor's (DOL's) recent fee transparency initiative. As a Registered Investment Advisor (RIA), you have likely already assessed whether you are subject to the new regulations, and if you are, have reviewed your fee disclosure practices to ensure that you are in compliance. It's now time to turn your attention to business opportunities presented by the DOL's fee transparency rules, according to this white paper from TD Ameritrade Institutional.

Latest News

Trio of advisors switch for 'Happier' times at LPL Financial
Trio of advisors switch for 'Happier' times at LPL Financial

Former Northwestern Mutual advisors join firm for independence.

Indie $8B RIA adds further leadership talent amid growth drive
Indie $8B RIA adds further leadership talent amid growth drive

Executives from LPL Financial, Cresset Partners hired for key roles.

Stock volatility remained low despite risk events
Stock volatility remained low despite risk events

Geopolitical tension has been managed well by the markets.

Fed minutes to provide signals on rate cuts
Fed minutes to provide signals on rate cuts

December cut is still a possiblity.

Trump's tariff talk roils markets, political leaders
Trump's tariff talk roils markets, political leaders

Canada, China among nations to react to president-elect's comments.

SPONSORED The future of prospecting: Say goodbye to cold calls and hello to smart connections

Streamline your outreach with Aidentified's AI-driven solutions

SPONSORED A bumpy start to autumn but more positives ahead

This season’s market volatility: Positioning for rate relief, income growth and the AI rebound