Insurance agent Erica Salda and financial adviser Wendy Foster sold the victim 25 annuities over 10 years.
The market for serving wealthy families may be bigger than some data suggest.
Practical insights into the TCJA and its provisions regarding income tax and gift and estate tax.
Fidelity's new benefits-administration platform signals that the company wants to deepen its client relationships.
As tech starts to track what clients actually do, report back and personalize their experience, planning processes and the client experience will advance.
Independent Financial Partners to launch IFP Securities in May.
Principal paid less than other firms that have acquired large retirement businesses in the past decade and a half, according to an InvestmentNews analysis.
A 10-basis-point tax on financial transactions would have the same effect as a 31% boost in the average expense ratio 401(k) plans pay for equity funds.
Workers who can't afford to save are the ones most in need of employer contributions.
The employee lawsuit against Anthem Inc. surprised advisers because Vanguard is widely seen as a low-cost provider.
Provision of the 2017 tax overhaul lets investors pay less in taxes on profits that are reinvested in low-income communities.
Transaction is part of Wells' effort to streamline its operations in the wake of scandals.
'Credit Exchange' will enable advisers to offer pre-qualified loans to clients.
Advisers can use this information to begin planning for 2019
Employee for advertising agency Publicis claims the record keeper received undisclosed payments from other fund companies.
NAPA's Brian Graff says bills instituting a financial transactions tax and changes to workplace retirement plans could have a big effect on advisers, participants.
Shlomo Benartzi says fiduciary responsibility extends to digital design of web pages for participants, which can influence decisions more than the composition of investment menus.
Broker-dealer's claim involves insurer's decision to stop paying trail commissions.
Student debt is often associated with young people taking out loans and putting off rites of passage after graduation to repay them. But mom and dad often sacrifice more.
Continued market volatility and rising interest rates will push fixed annuities to new highs, Limra estimates.
