Large regional firms and their specialist advisers seem to be in the regulator's cross hairs.
Also censures firm, which agrees to review its supervision practices.
Those who work with an adviser are most likely to buy an annuity.
Using dollar cost averaging within annuities can build clients' confidence about investing in the market.
Even if clients aren't paying too much for life insurance, being the first to talk to them about the costs can start the trust-building process.
Some lawmakers are warming to the notion of using annuities to help solve the nation's retirement crisis
In some cases, dependent children are eligible for Social Security based on their retired, disabled or deceased grandparent's benefits.
Court agrees with university that offering many investment options is not a violation of ERISA.
The ruling doesn't apply to services, so investment management services for retirement plans and IRAs remain fiduciary activities.
Its 401(k) Solutions business, only four years old, has amassed more than $400 million.
Regulator claims Frederick David Holloway replaced lower-cost variable annuities with higher-cost ones without ensuring they were suitable or in their clients' best interests.
New law eases restrictions on loans from defined contribution plans, even as employers work to stem plan leakage.
Program targets private-sector workers who don't have access to a retirement savings plan.
New book for clients and advisers focuses on strategies to maximize retirement income.
After six years of declines, sales could improve slightly if rising interest rates help insurers more easily support their guarantees.
A bipartisan effort in Congress to ease annuity use in 401(k)s follows years of related academic research.
Industry groups and investor advocates alike seek enactment of the measure that increases workplace plans, eases annuity inclusion.
10.2% of New Jersey residents will pay more taxes after tax reform, as will 9.4% of Maryland residents.
10.2% of New Jersey residents will pay more taxes after tax reform, as will 9.4% of Maryland residents.
Not all investments belong in a 401(k).
