Michael Duffy and Happiness Wealth Management join LPL Financial

Michael Duffy and Happiness Wealth Management join LPL Financial
Author of books on happiness joins LPL's broker-dealer and hybrid RIA platforms.
JUL 09, 2018
By  Sarah Min

Michael Duffy and his firm, Happiness Wealth Management, have joined LPL Financial. The firm, which is based in San Carlos, Calif., joined LPL's broker-dealer and hybrid registered investment adviser platforms. Mr. Duffy has authored five books, including "The Happiness Book" and "The Happiness Book for Men." He is also the founder of The Happiness Hall of Fame. Previously, Mr. Duffy worked for Merrill Lynch Pierce Fenner & Smith Inc. for eight years, beginning in 2009. Earlier, he worked at Bank of America Investment Services Inc. from 1999 to 2009, and at Citicorp Investment Services from 1996 to 1999.

Latest News

The power of cultivating personal connections
The power of cultivating personal connections

Relationships are key to our business but advisors are often slow to engage in specific activities designed to foster them.

A variety of succession options
A variety of succession options

Whichever path you go down, act now while you're still in control.

'I’ll never recommend bitcoin,' advisor insists
'I’ll never recommend bitcoin,' advisor insists

Pro-bitcoin professionals, however, say the cryptocurrency has ushered in change.

LPL raises target for advisors’ bonuses for first time in a decade
LPL raises target for advisors’ bonuses for first time in a decade

“LPL has evolved significantly over the last decade and still wants to scale up,” says one industry executive.

What do older Americans have to say about long-term care?
What do older Americans have to say about long-term care?

Survey findings from the Nationwide Retirement Institute offers pearls of planning wisdom from 60- to 65-year-olds, as well as insights into concerns.

SPONSORED The future of prospecting: Say goodbye to cold calls and hello to smart connections

Streamline your outreach with Aidentified's AI-driven solutions

SPONSORED A bumpy start to autumn but more positives ahead

This season’s market volatility: Positioning for rate relief, income growth and the AI rebound