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Site Map for July 2013
Date
Title
Jul 31, 2013
BlackRock wins dismissal of funds' securities lending lawsuit
Jul 31, 2013
SEC's Aguilar: custody rules won't burden brokers
Jul 31, 2013
Sell in May and go away? Not this year
Jul 31, 2013
Making odd-lot bonds easier to trade
Jul 31, 2013
The Takeaway: The best (and worst) ETFs in every sector
Jul 31, 2013
Investor protection not ditched in ad rule: SEC's White
Jul 31, 2013
Senate subcommittee gives SEC full funding request
Jul 31, 2013
Same-sex couples to get estate taxes back
Jul 31, 2013
Decoding Social Security rules for spouses
Jul 31, 2013
Stand-alone reps at LPL stand to see big fee hike
Jul 31, 2013
LPL's hiring of general counsel not a knee-jerk reaction to scrutiny, CEO says
Jul 31, 2013
Invest in Others awards four advisers grants to bolster their causes
Jul 31, 2013
Market's ultimate upside could prove legendary
Jul 31, 2013
FPA reorganizes pro bono efforts
Jul 31, 2013
Advisers' selflessness is humbling
Jul 30, 2013
Janney lands Merrill team with more than $900 million
Jul 30, 2013
Sell in May and go away? No way
Jul 30, 2013
Advice and wealth management power Ameriprise 2Q
Jul 30, 2013
Americans fear another financial crisis, are spooked by investing
Jul 30, 2013
Investors losing sight of volatility buffer
Jul 30, 2013
Helck: Fiduciary standard can work with high-commission products
Jul 30, 2013
The Takeaway: That big sucking sound? Investors pulling out of commodity funds
Jul 29, 2013
Leitz elected NAPFA national chair
Jul 29, 2013
Advisers have less stress, more fun if they work while on vacation
Jul 29, 2013
Parsing Social Security rules for spouses
Jul 29, 2013
Hiring an intern can be a win-win
Jul 29, 2013
Social Security rules can wreak havoc on divorce plans
Jul 28, 2013
The feminine famine in financial services
Jul 28, 2013
Deconstructing Social Security's earnings test
Jul 28, 2013
A disturbing portrait of the industry
Jul 28, 2013
Charity rose in first half
Jul 28, 2013
BloombergBlack shutting down
Jul 28, 2013
Berthel Fisher sued over failed Thompson deal
Jul 28, 2013
TD Institutional rolls out logo for approved providers
Jul 28, 2013
2Q a mixed bag for big firms
Jul 28, 2013
Carson acquires $218M AUM hybrid
Jul 28, 2013
LPL right to eliminate 'self-supervision'
Jul 28, 2013
Prepare for the dreaded drawdown
Jul 28, 2013
Fund managers should go into the closet when markets drop
Jul 28, 2013
Recruiter says women part of the reason for low numbers of female advisers
Jul 28, 2013
Making their way in a man's world
Jul 26, 2013
Advisers inundated by fund company outreach
Jul 26, 2013
The Takeaway: Big savings for small advisory firms
Jul 26, 2013
Finra warns on misleading pitches for 'free' IRAs
Jul 26, 2013
Another VA buyback offer coming your way
Jul 26, 2013
CalPERS switches to all-passive DC plans
Jul 26, 2013
Five budget items that target retirement accounts
Jul 26, 2013
Troubles mount as Tony Thompson's nontraded REIT halts dividends
Jul 26, 2013
Reports of the death of retirement savings greatly exaggerated
Jul 25, 2013
Advisers back delay in health care law
Jul 25, 2013
Financial advisers return to Securities America
Jul 25, 2013
Finra panel sets $18.5 million award against defunct B-D
Jul 25, 2013
Active ETFs will make it easier to beat an index
Jul 25, 2013
Finally, an Rx? Medical inflation plummets
Jul 25, 2013
Are index funds 'positively un-American?'
Jul 24, 2013
New ways to track college savings plans
Jul 24, 2013
Morningstar to launch indexes to track college savings plans
Jul 24, 2013
Businesses test college savings plans for employees
Jul 24, 2013
Corporate 529 plans could be new revenue source
Jul 24, 2013
Rising rates put risk parity sector on defensive
Jul 24, 2013
Advisers lean toward Yellen for Fed post over Summers
Jul 24, 2013
Congress knocks student loan rates down after brief spike
Jul 24, 2013
Congress knocks student loan rates back down after brief spike
Jul 24, 2013
Think a good adviser is hard to find? You're not alone
Jul 24, 2013
Mark Tibergien to speak at IN's Best Practices workshops
Jul 24, 2013
As RJ signs on with Hearsay, Actiance rolls out multi-level review features
Jul 24, 2013
Paulson sticks to guns on gold
Jul 24, 2013
Inertia is supporting continued climb for stocks
Jul 24, 2013
Gandolfini's estate may get whacked with $30 million tax bill
Jul 24, 2013
SocSec spousal eligibility grows
Jul 24, 2013
Consumer advocate gives SEC's final Reg D proposal an 'F'
Jul 24, 2013
Advisers had better adapt to the modern family — or else: Study
Jul 24, 2013
Five IBDs in $7M settlement over nontraded-REIT sales
Jul 24, 2013
Clients tell it like it is, and that's a good thing
Jul 24, 2013
Relationship between Wall Street and independents grows
Jul 24, 2013
So long, Morgan Keegan
Jul 23, 2013
Banned
Jul 23, 2013
Decoding Social Security rules for spouses
Jul 23, 2013
Fund firms finally having "that conversation" with clients
Jul 23, 2013
White needs to tackle the tough stuff
Jul 23, 2013
New SEC chief kicks agency into high gear
Jul 23, 2013
How to raise fees without ticking off clients
Jul 23, 2013
Means of transition
Jul 23, 2013
Is it time to remove the punch bowl?
Jul 23, 2013
Plan sponsors consider small-biz impact
Jul 23, 2013
Busy replanning gay clients' futures
Jul 23, 2013
Three things matter to the market
Jul 23, 2013
Comparing the Fed's recent action to emerging-markets central banks
Jul 23, 2013
Interest rate spike boosts fortunes of broker-dealers
Jul 23, 2013
Pimco's Gross: There will be haircuts
Jul 23, 2013
Envestnet levering HiddenLevers onto its platform
Jul 23, 2013
BofA chief Moynihan cracking the whip
Jul 23, 2013
Fascinating algorithms: Quantopian brings black-box trading to the masses
Jul 23, 2013
Rebalancing application meets economic analytics program
Jul 23, 2013
Veo users now can go macro easily
Jul 22, 2013
Explosion of ETFs muddies advisers' decisions
Jul 22, 2013
The ups and downs of investing in small ETFs
Jul 22, 2013
Weighing the thrills and spills of small ETFs
Jul 22, 2013
Emerging-markets slide forces advisers to rethink strategy
Jul 22, 2013
The Takeaway: SEC warns money funds about defaults
Jul 22, 2013
Replacement rates fall as women's earnings rise
Jul 22, 2013
Gross urges bond investors to sit tight
Jul 22, 2013
Advisers need patience to persuade women clients
Jul 22, 2013
J.P. Morgan is latest to start trading paper for electrons
Jul 22, 2013
CBO report on tax incentives could incentivize tax reform foes
Jul 22, 2013
Higher taxes, yes, but more donating too
Jul 22, 2013
Going back to the well, Obama seeks more tax revenue from wealthy
Jul 22, 2013
iPad tool provides stock research
Jul 22, 2013
HTML5 & AllianceBernstein's iPad app
Jul 21, 2013
Oil rally points the way higher for stocks
Jul 21, 2013
New kid on the block
Jul 21, 2013
Optimizing the use of GRATs
Jul 21, 2013
Stand-alone LPL reps to see big fee hike
Jul 21, 2013
Debt market pain sparks rush to exits
Jul 21, 2013
Lobbying costs at Finra down from last year
Jul 21, 2013
Letters to 401(k) sponsors cause adviser headaches
Jul 19, 2013
In a first, SEC charges muni bond issuer with misleading investors
Jul 19, 2013
The Takeaway: Welcome to the world's most hated stock market
Jul 19, 2013
The Takeaway: Brace yourself for the biggest bankruptcy in history!
Jul 19, 2013
House leaders get pro-muni-exemption letter
Jul 19, 2013
Actiance introduces latest version of Vantage
Jul 19, 2013
Senior manager at SAC Capital indicted for fraud
Jul 19, 2013
Hedge funds benefit insiders only
Jul 18, 2013
Is your 401(k) more confusing than your health insurance?
Jul 18, 2013
Broker barred for stealing $4.2 million from two clients
Jul 18, 2013
Contrarian alert: Stocks are cool again
Jul 18, 2013
All-star first baseman's next position could be at Morgan Stanley
Jul 18, 2013
Check clients' IRA agreements
Jul 18, 2013
Finra's financial woes no recipe for viability
Jul 18, 2013
Vanguard sees first net outflows in 20 years
Jul 18, 2013
Finra rule change increases transparency
Jul 18, 2013
Finra turns a profit, helped by investments, fee increases
Jul 18, 2013
Take Five: John Loffredo on how to play the Detroit muni mess
Jul 18, 2013
Alternatives get a C grade in first test
Jul 18, 2013
Detroit rocked city after debt default
Jul 18, 2013
Detroit breakdown: Default or bankruptcy a clear option for the Motor City
Jul 18, 2013
New York Life cuts initial deposit for annuity to attract youth
Jul 18, 2013
Life insurance would get a boost from Obama IRA cap plan
Jul 17, 2013
Low rates mean mixed bag for financial services giants
Jul 17, 2013
Fidelity's William Danoff goes all in to beat index
Jul 17, 2013
Active share shines light on funds' alpha potential
Jul 17, 2013
Are commodities still a justifiable diversifier?
Jul 17, 2013
Virtus defies expectations
Jul 17, 2013
Northstar Wealth Partners lands team managing $860M
Jul 17, 2013
Morgan Stanley margin inches toward 20%
Jul 17, 2013
Wells advisory biz reports record profits — but it's mostly cost cutting
Jul 17, 2013
Retirement: From theory to reality
Jul 17, 2013
Bond investors head for exits
Jul 17, 2013
Coaxing boomers to keep investing
Jul 17, 2013
Nontraded-REIT party is about to commence
Jul 16, 2013
Mary Beth Franklin: Working women dramatically skewing Social Security payouts
Jul 16, 2013
Mary Beth Franklin: Social Security plan for an unplanned early retirement
Jul 16, 2013
Passive investing gets some action in target date funds
Jul 16, 2013
Mary Beth Franklin: New Social Security prospecting tool all sizzle, no steak
Jul 16, 2013
TIPs trip Gross — but Gundlach doesn't fall for it
Jul 16, 2013
Reps responsible for variable annuity guidance: Regulators
Jul 16, 2013
LPL's recruiting still slow, pickup seen months away
Jul 16, 2013
Bank loans no cure-all for rising interest rates
Jul 16, 2013
Wells Fargo, Merrill to pay $5.1 million to settle charges over bank loan funds
Jul 16, 2013
Floating-rate bank loans darlings of fixed-income world
Jul 16, 2013
White: SEC's No. 1 priority is more adviser examinations
Jul 16, 2013
The Takeaway: Buffett and Goldman, sittin' in a tree...
Jul 16, 2013
The Hartford's rich VA buyout a lone rider
Jul 16, 2013
Waters set to reintroduce SEC user fee bill
Jul 15, 2013
Learning to ditch the training wheels
Jul 15, 2013
Fed officials intensify effort to curb surge in rates after Bernanke comment
Jul 15, 2013
See America first: Investors like U.S. best
Jul 15, 2013
Peter Schiff: Lessons learned from Japan
Jul 14, 2013
'Follow the Money' radio host gets 20 years in prison
Jul 14, 2013
Becoming an emeritus adviser
Jul 14, 2013
Pre-emptive resolutions to common obstacles
Jul 14, 2013
Learning to ditch the training wheels
Jul 14, 2013
'Tony Soprano's' estate likely to get whacked
Jul 14, 2013
Reg D advertising for public gets OK
Jul 14, 2013
Allowing ads will entrap many investors
Jul 14, 2013
Jim Pavia: My last column for InvestmentNews
Jul 14, 2013
Finra postpones action on recruitment disclosure rule
Jul 14, 2013
Firms are getting 'social'
Jul 14, 2013
Chance of sizable SEC budget boost gets dimmer
Jul 14, 2013
High anxiety over muni exemption cap
Jul 13, 2013
Glass-Steagall 2.0? Lawmakers look to revive firewall at banks
Jul 12, 2013
How social-media platforms stack up for the advice business
Jul 12, 2013
Health of stock market, Wall Street keeping advisers at their firms
Jul 12, 2013
Berkowitz bets on Fannie Mae, Freddie Mac
Jul 11, 2013
Fee war redux? State Street ETFs undercut iShares and Vanguard
Jul 11, 2013
Strong jobs report suggests sooner-than-expected end to bond purchases
Jul 11, 2013
Can estate tax legislation make it on its own?
Jul 11, 2013
Don't let your clients leave Social Security benefits on the table
Jul 11, 2013
Mary Beth Franklin: The question Social Security calculators can't answer
Jul 11, 2013
Murdoch aside, advisers say most wealthy whiff on prenups
Jul 11, 2013
The most misunderstood Social Security rule
Jul 11, 2013
Bob Doll: Onward and upward for the market
Jul 10, 2013
Geller hires Harris myCFO chief executive Calabrese
Jul 10, 2013
Millennial advisers must stay put for long-term gains
Jul 10, 2013
New Planner Recruiting adds stand-alone screening service
Jul 10, 2013
Bosses of broker-breaker Provident Royalties get prison time
Jul 10, 2013
Gold a buy but must prove mettle
Jul 10, 2013
Don't look now, but gold bulls emerge after rout
Jul 10, 2013
United Capital acquisition breaks up Atlanta RIA
Jul 10, 2013
Passive investing movement hits target date funds
Jul 10, 2013
Lost decade for bonds looms with growing return for equities
Jul 10, 2013
Millennials want mentoring, expert says
Jul 10, 2013
Firms rally for female adviser advancement
Jul 10, 2013
Fidelity unit in pact to open cash spigot for RIAs
Jul 10, 2013
Finding fees: UBS charging for financial plans
Jul 10, 2013
Training on the back burner
Jul 10, 2013
Expectations, opportunities vary
Jul 09, 2013
Most SEC-registered advisers not subject to surprise exams
Jul 09, 2013
Ray Lucia, firm fined buckets of money over investment claims
Jul 09, 2013
Take Five: Rick Rieder of BlackRock
Jul 09, 2013
Threat of tax cap freaking out muni market
Jul 09, 2013
NFL union aims to keep players' finances from spiraling out of control
Jul 09, 2013
ETF sponsors getting active in bond arena
Jul 09, 2013
15 transformational events: American Funds out, Vanguard in
Jul 09, 2013
Busting the myth of manager diversification
Jul 09, 2013
15 transformational advisers: Michael Kitces
Jul 09, 2013
Four contrarian opportunities for equity investors
Jul 09, 2013
Global markets hammered
Jul 09, 2013
Some secrets of social networking pros
Jul 09, 2013
More advisers staying in touch with clients by tweeting
Jul 08, 2013
CLS launches best-practices primer for advisers
Jul 08, 2013
Nothing to like right now about bond like stocks: Experts
Jul 08, 2013
Finra bails on plan to supervise reps' outside businesses
Jul 08, 2013
Finra gets OK to share more info about reps' disciplinary records
Jul 07, 2013
Black Diamond now fully integrated with Schwab OpenView Gateway
Jul 07, 2013
Not your father's retirement: Baby Boomers can't relax yet, study finds
Jul 07, 2013
United Capital does another deal
Jul 07, 2013
craigslist for recruiting advisers? Don't laugh — it works
Jul 07, 2013
As providers move to the cloud, advisers awaken to its potential
Jul 07, 2013
Electronic business cards help build client roster
Jul 07, 2013
Staying connected via social media
Jul 07, 2013
Gross tells Total Return sailors 'don't panic,' but fund floundering
Jul 07, 2013
Mary Beth Franklin: No mulligan after claiming spousal benefits early
Jul 06, 2013
The Takeaway: Five investing lessons of 2013 ... so far
Jul 06, 2013
Gold has fallen, and it can't get up
Jul 06, 2013
Suddenly, market not digging gold mining stocks
Jul 03, 2013
Take Five: Cetera's Brian Gendreau
Jul 03, 2013
Health coverage may not be client's first priority
Jul 03, 2013
No fiduciary rule better than bad one, NAPFA official says
Jul 03, 2013
Heinz traders netted 2,000% profit in one day: SEC
Jul 03, 2013
Mary Jo White's past and the future of the SEC
Jul 02, 2013
Bond rout hits Finra investments
Jul 02, 2013
Finra drops new supervisory rules
Jul 02, 2013
Bond investors skedaddle as funds see worst monthly outflows ever
Jul 02, 2013
DOL's Borzi says fiduciary rule will be simple: clients come first
Jul 02, 2013
Fiduciary duty bill could kill DOL rule
Jul 02, 2013
Bond investors get a glimpse of what's coming — and it ain't pretty
Jul 02, 2013
American Realty Capital in another big deal, this time with GE
Jul 02, 2013
Bond rout coming? Data say otherwise
Jul 02, 2013
Attention rocket scientists: Quantopian launches trading pilot program
Jul 02, 2013
Trading halted as Bitcoin flips out
Jul 02, 2013
Will Bitcoin bite the dust?
Jul 02, 2013
Laura Geritz: Traveling far reaches of the globe to find hidden gems
Jul 02, 2013
The delicate art of hitting the road
Jul 02, 2013
A chat with the founders of Quantopian
Jul 02, 2013
An online studio where quants go to put talents to use
Jul 02, 2013
A private-placement matchmaker
Jul 01, 2013
The Takeaway: Why the race is on to scale up your practice
Jul 01, 2013
Quarterly fund statements could trigger another bond market sell-off
Jul 01, 2013
Liquidity liquidity everywhere: Schorsch taking REIT brokerage public
Jul 01, 2013
Fidelity target date funds draw fire from consulting firm
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