Your Practice

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REGULATION AND LEGISLATION APR 27, 2018
Pimco rejects claims in discrimination suit filed by executive

Fund company says Stacy Schaus was paid well, but was an 'ineffective' manager.

RIAS APR 27, 2018
Wirehouses best positioned to benefit from artificial intelligence

The new technology could threaten smaller advisory firms, according to research from Lex Sokolin.

PRACTICE MANAGEMENT APR 26, 2018
Why your top producers aren't happy

Three ways to unleash advisers and boost their satisfaction.

PRACTICE MANAGEMENT APR 26, 2018
Raymond James, on a recruiting roll, looks for an acquisition in the West

CEO says its acquisition of Alex. Brown has helped the firm recruit advisers with wealthy clients, but that it hasn't found a similar company to buy on the West Coast.

FINTECH APR 26, 2018
Cetera using financial planning technology to help advisers sell insurance

Cetera Financial Institutions sees insurance as a unique growth opportunity for bank and credit union wealth management programs.

PRACTICE MANAGEMENT APR 26, 2018
Financial advisers need steady learning to keep earning

The SEC advice rule's continuing education requirement for advisers would help advance the profession.

FINTECH APR 25, 2018
How robos weathered Q1 market volatility

BackEnd Benchmarking's Robo Report found SoFi used emerging markets and high-yield munis to protect client assets.

Advisers still have a really big succession problem
PRACTICE MANAGEMENT APR 25, 2018
Advisers still have a really big succession problem

73% don't have a written plan in place, FPA study finds.

REGULATION AND LEGISLATION APR 24, 2018
Nevada broker sues Merrill Lynch over gender discrimination

Betsy Whipple accuses firm of 'illusory' signing bonus, fraud

FINTECH APR 24, 2018
Wealthfront boots researchers off platform for violating terms of service

Wealthfront objects to BackEnd Benchmarking's methodology, but competitors don't seem to mind.

PRACTICE MANAGEMENT APR 24, 2018
UBS snags Wells Fargo vet for wealth management exec role

Heather Crist departs Wells Fargo after 28 years

Why being a great financial adviser is not enough
PRACTICE MANAGEMENT APR 23, 2018
Why being a great financial adviser is not enough

To run a successful practice, advisers also must be great business owners. Here's how to get started.

PRACTICE MANAGEMENT APR 23, 2018
UBS continues to cut loans to recruits, while increasing compensation to brokers

The wirehouse reduced recruitment loans 20% and increased bonus loans 68% in the first quarter.

PRACTICE MANAGEMENT APR 21, 2018
Minority-owned advisory firm makes diversity a priority

Minority-owned advisory firm keeps diversity in mind when hiring.

RETIREMENT PLANNING APR 20, 2018
The $1 million gender wealth gap

Compounding female wage inequity jeopardizes retirement security

PRACTICE MANAGEMENT APR 20, 2018
A visit to India and the world's largest startup

Telecom Jio, one of the fastest-growing companies ever, has lessons to teach all businesses.

FINTECH APR 20, 2018
Retail brokers benefitted from the first quarter's volatility

Charles Schwab posted its highest quarterly revenue ever and ETrade saw its highest quarterly sales since 2009.

FINTECH APR 20, 2018
SunTrust says data on 1.5 million customers may have been stolen

Cyberthief did not get Social Security numbers or passwords, bank says.

FINTECH APR 20, 2018
Yes, technology is important to young investors. But they value advisory relationships, too

New research shows that younger advisory clients aren't receiving the service they need.

PRACTICE MANAGEMENT APR 19, 2018
MML loses $294 million team to Ameriprise

Ryan Lambert and team join franchise channel in Latham, N.Y.