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Can AI fix digital collectibles slump? No, says $69M NFT creator
FINTECH JUL 19, 2023
Can AI fix digital collectibles slump? No, says $69M NFT creator

With interest in non-fungible tokens having fallen sharply, some think artificial intelligence is the panacea, but it could make things worse.

Financial planning for a Hollywood strike
RETIREMENT PLANNING JUL 18, 2023
Financial planning for a Hollywood strike

Clients affected by the writers' and actors' strikes have different needs but could be out of work for some time.

FPA rolls out welcome mat for alternative investments
RIAS JUL 18, 2023
FPA rolls out welcome mat for alternative investments

A partnership with the Chartered Alternative Investment Analyst Association will help FPA members educate themselves and their clients about alternatives.

Nominations open for InvestmentNews Women to Watch awards
WOMEN ADVISOR COMMUNITY JUL 18, 2023
Nominations open for InvestmentNews Women to Watch awards

Come together with your peers to celebrate the women making a difference in our industry.

Morgan Stanley reports $78M in severance to axed wealth management employees
PRACTICE MANAGEMENT JUL 18, 2023
Morgan Stanley reports $78M in severance to axed wealth management employees

It's not clear what type of employees were laid off, but one industry executive says big firms are rethinking the hiring of administrative assistants.

Gensler says AI holds promise, peril for financial advice
FINTECH JUL 17, 2023
Gensler says AI holds promise, peril for financial advice

The SEC chair calls AI 'the most transformative technology of our time,' but emphasizes the agency's focus on fraud.

Clarence Thomas, Taylor Swift and that gift your client was nice enough to send
PRACTICE MANAGEMENT JUL 17, 2023
Clarence Thomas, Taylor Swift and that gift your client was nice enough to send

Finra's rules on gifts exist as a line in the sand between right and wrong, but advisors should know what is appropriate to give or receive.

Make or break earnings season for $10 trillion global stocks rally
FINTECH JUL 17, 2023
Make or break earnings season for $10 trillion global stocks rally

Will companies live up to the expectations of investors or will the rally screech to a halt as results are revealed?

How to keep junior advisors from washing out before they get started
PRACTICE MANAGEMENT JUL 14, 2023
How to keep junior advisors from washing out before they get started

Wealth management firm explains how it bucked the trend with a 90% retention rate.

AI can expose 'very real' ESG risks, says UBS exec
FINTECH JUL 14, 2023
AI can expose 'very real' ESG risks, says UBS exec

For example, artificial intelligence could help with the threat of deforestation by tracking 'land use change and geospatial mapping.'

Charles Schwab announces TD Ameritrade data breach
FINTECH JUL 14, 2023
Charles Schwab announces TD Ameritrade data breach

Tens of thousands of clients could have been affected by huge attack resulting from vulnerabilities found in MOVEit file transfer software.

What's keeping investment firm compliance officers awake at night?
PRACTICE MANAGEMENT JUL 14, 2023
What's keeping investment firm compliance officers awake at night?

The Investment Adviser Association reveals the results of its 2023 Investment Management Compliance Testing Survey.

Investors open to using ChatGPT to pick their investment portfolios
FINTECH JUL 14, 2023
Investors open to using ChatGPT to pick their investment portfolios

Survey reveals that a significant share of respondents believe AI can do a better job of choosing equities than they can.

Credit Suisse bleeds bankers, UBS saves on payouts
PRACTICE MANAGEMENT JUL 14, 2023
Credit Suisse bleeds bankers, UBS saves on payouts

Rivals have poached dozens of senior Credit Suisse investment bankers in recent months, reducing the need for big redundancy packages for UBS.

Future of Thrivent Advisor Network in question after Armitage exit
RIAS JUL 13, 2023
Future of Thrivent Advisor Network in question after Armitage exit

Top exec says firm changed direction as platform posed too much competition for its legacy insurance side.

Closing broker-dealer's financials 'were horrible'
PRACTICE MANAGEMENT JUL 13, 2023
Closing broker-dealer's financials 'were horrible'

Arizona-based Arque Capital Ltd. sold bonds issued by bankrupt GWG Holdings Inc.

Got less than $680,000 to invest? Morgan Stanley doesn’t want your business
PRACTICE MANAGEMENT JUL 13, 2023
Got less than $680,000 to invest? Morgan Stanley doesn’t want your business

The big wealth manager palms off 'low value' clients in Australia.

After years going solo, Edward Jones advisors now sharing offices
BROKER DEALERS JUL 12, 2023
After years going solo, Edward Jones advisors now sharing offices

A year after the firm's decision to give advisors more flexibility, 700 Edward Jones financial advisors, or more than 3%, now work in combined offices.

JPMorgan Chase announces layoffs
PRACTICE MANAGEMENT JUL 12, 2023
JPMorgan Chase announces layoffs

Meanwhile, the firm chases Silicon Valley Bank business by hiring overseas.

Why people are reluctant to hire an advisor
OPINION JUL 12, 2023
Why people are reluctant to hire an advisor

Studies have shown that most people will benefit from an advisor's assistance, realizing a 4%-plus increase in their yearly return, even after fees.