Its purchase of Oakbrook Solutions creates a combined firm that has more than 100 employees and serves clients representing a combined $2.5 trillion in AUM.
Schwab self-reported the issues with disclosures related to exchange-traded notes, which occurred from January 2016 to December 2020, to Finra.
Even when they're bringing home the bacon, women tend not to be as involved in household finances as their male partners.
The firm cited the sports and entertainment accredited wealth management advisor designation rolled out in 2022 by the College for Financial Planning as a factor that will help advisors meet such clients' needs.
The fundraising was led by Motive Ventures, the venture capital arm of Motive Partners.
Veteran UBS wealth management executive Tom Naratil is not part of the new team, however.
Identity pronouns resonate far beyond the forms they're written in, signaling inclusion and respect.
The SEC wants advisors to disclose whether the person who's touting them is a client, is being compensated or has any conflicts of interest.
The technology is increasingly seen as table stakes for firms supporting financial advisors.
As independent broker-dealers’ shift toward fee revenue continued last year, here are the firms that earned the most in fees.
The Investment Adviser Association and SIFMA say a proposed 30-day requirement is too short. But Better Markets says it should be shortened to 14 days.
Wealthfront says its portfolio uses a mix of Treasury and corporate bond ETFs and can achieve an annual return of 5.48% after its 0.25% fee.
Both banks have recently signaled their interest in bolstering their wealth management operations, but they can't snap their fingers and conjure financial advisors from thin air.
Todd Rosel and Larry D. Smith oversee $310 million in assets and are combining their practices to form a new firm, Integrity Wealth Advisor Group.
Marc Greenberg most recently worked at Blend, a white-label fintech that banks use to build consumer-facing digital products.
If you’re a fiduciary, the better you are at subtle persuasion, the better off your clients will be.
Emotionally engaging experiences will inspire interns to continue in the financial advisory profession.
While some advisors choose to sell their practices and retire, others wish to remain for a specific time and work for the new owners.
The multicustodial open architecture platform promises to connect the various applications advisors use to service clients.
BondGPT, which uses OpenAI technology to help power its bond analytics, will help traders find more liquid bonds at a better price.
