Retirement can be a difficult transition, but advisers can stay involved in their business
The co-founders like, respect and think quants are underserved — and have too little access to tools of their own
Quantopian provides tools, storage and protection for user-created algorithms
Regulator asking for list of top 20 producing reps at the targeted B-Ds who use social media.
Since the dark days five years ago when Lehman failed and Merrill sold its brokers to Bank of America, advisers and financial markets have recovered but clients remain scarred and nervous, worried about a repeat. What are the chances?
Dan Levin's radio show is called “Investment Talk,” but since last September, he hasn't had a license to sell investments as a broker. And he's not licensed to give investment advice as an adviser. What gives?
Attrition, retirement combine to keep reducing the number of active advisers. Is there fresh blood set to be injected into the workforce, or will this reduction continue?
More than three quarters added clients in 2012 while 55% lost them.
Christian Thwaites steps down; Thomas H. Brownell is interim chief
Banks and credit unions will soon have access to its own flavor of a direct channel darling
Direct channel technology firms are improving at a rapid pace — what about your tools, Mr. Adviser?
Letter to 401(k) plan sponsors claiming fees are too high, threatening publicity blitz, has advisers scrambling. Who wrote it?
Sure it has taken a while, but the purpose-built, cloud-focused CRM system is finally set to arrive this fall.
When reliable and repeatable processes are in place, a succession plan is easier and more profitable.
