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E.F. Hutton reaches into alumni ranks for director
PRACTICE MANAGEMENT AUG 07, 2012
E.F. Hutton reaches into alumni ranks for director

E.F. Hutton Group, the long-dormant brokerage firm that recently announced its relaunch, announced today that Jamie Price has joined its board of directors

PRACTICE MANAGEMENT AUG 06, 2012
Different crew: Olympic medalist now wealth manager for Merrill

2000 silver medalist Murphy says victory taught him 'there is always more to learn'

PRACTICE MANAGEMENT JUL 29, 2012
Bill would dramatically jack up SEC fines on securities firms

RIAS JUL 29, 2012
Old-home week as Dynasty lands another MSSB exec

FINTECH JUL 27, 2012
Take the InvestmentNews second annual technology usage and satisfaction survey [darn it]

The survey will close on Tuesday.

FINTECH JUL 23, 2012
Google Nexus 7 a sellout?

Finra set to hike a slew of fees
PRACTICE MANAGEMENT JUL 23, 2012
Finra set to hike a slew of fees

Finra has SEC approval to hike a whole host of fees

RETIREMENT PLANNING JUL 22, 2012
Life insurance guidelines could tie captive agents' hands

OPINION JUL 22, 2012
Planning events to attract millennials

Events that millennials attend with their parents are a great way to let clients serve as a conduit to the next generation

FINTECH JUL 22, 2012
Document management is key

PRACTICE MANAGEMENT JUL 20, 2012
Genworth unveils advisory firm matchmaking service

Woodbury Financial could pay advisers to stay despite not having buyer
BROKER DEALERS JUL 19, 2012
Woodbury Financial could pay advisers to stay despite not having buyer

Woodbury Financial is said to be readying retention bonuses to preserve firm's value despite not having a buyer lined up

Advisers now more trusted than doctors or accountants, survey shows
PRACTICE MANAGEMENT JUL 18, 2012
Advisers now more trusted than doctors or accountants, survey shows

Guiding clients through tempestuous times has apparently strengthened bonds; 'to hell and back'

MSSB advisers get green light for social media
FINTECH JUL 17, 2012
MSSB advisers get green light for social media

Morgan Stanley Smith Barney has given its more than 17,000 financial advisers clearance to start using social-media networks. The challenge now? Getting them to use it.

Mary Beth Franklin: Waiting for rollover money a roll of the dice
PRACTICE MANAGEMENT JUL 16, 2012
Mary Beth Franklin: Waiting for rollover money a roll of the dice

Advisers who take over clients' 401(k) decisions early in the game end up capturing the bulk of the dollars later; snooze you lose

RIAS JUL 15, 2012
Custodians add online services

Student-loan holders hazed by private-debt collectors, critics charge
PRACTICE MANAGEMENT JUL 13, 2012
Student-loan holders hazed by private-debt collectors, critics charge

Generated $1B in commissions in first nine months of 2011; 'power that would make a mobster envious'

PRACTICE MANAGEMENT JUL 08, 2012
As smoke clears, advisers rush to clients' aid

FINTECH JUL 08, 2012
Russell's new tool allows quick analysis of portfolios

PRACTICE MANAGEMENT JUL 06, 2012
Former NAPFA chairman Spangler gets 16 years for fraud, must pay $19.8M in restitution

Thirty-two criminal counts include money laundering, investment adviser fraud, wire fraud.