Your Practice

Displaying 13002 results
Investors want AI-powered advisors, and fintechs race to meet demand
TECHNOLOGY MAY 12, 2023
Investors want AI-powered advisors, and fintechs race to meet demand

Most clients believe AI will help their advisors, a Morgan Stanley report finds.

EVs, heat pumps and solar panels: What advisors say about new tax credits
RETIREMENT PLANNING MAY 12, 2023
EVs, heat pumps and solar panels: What advisors say about new tax credits

The Inflation Reduction Act gives clients many reasons to make their homes more energy-efficient or get an electric vehicle, now or later.

RIAs need to get past their fear of asking for referrals
RIAS MAY 11, 2023
RIAs need to get past their fear of asking for referrals

Research shows most new clients come directly from referrals from existing clients, yet most advisors are reluctant to ask for referrals.

Sometimes mothers do know best
PRACTICE MANAGEMENT MAY 11, 2023
Sometimes mothers do know best

Rising women advisors apply their mothers' and mothers-in-laws' advice to grow their careers.

J.P. Morgan partners with Vestwell to expand 401(k) business
RETIREMENT PLANNING MAY 11, 2023
J.P. Morgan partners with Vestwell to expand 401(k) business

Vestwell will provide a new record-keeping solution and help power Everyday 401(k), Chase’s workplace savings program for small businesses.

SEC steps up intensity of cybersecurity oversight
FINTECH MAY 11, 2023
SEC steps up intensity of cybersecurity oversight

Investment advisors and brokerages shouldn't wait for final regulations to shore up their cyber defenses, experts say.

Organic growth in the RIA space is fading away
RIAS MAY 11, 2023
Organic growth in the RIA space is fading away

David DeVoe challenges the industry to refocus on organic growth, but not just for growth's sake.

InvestmentNews honors Stifel's Alex David at sixth annual DEI Summit
PRACTICE MANAGEMENT MAY 10, 2023
InvestmentNews honors Stifel's Alex David at sixth annual DEI Summit

Six firms and 15 individuals were recognized for their contributions at the event in New York City Wednesday.

InvestCloud took a shot at Envestnet and missed
FINTECH MAY 10, 2023
InvestCloud took a shot at Envestnet and missed

The company, which made a significant investment to challenge Envestnet's supremacy among TAMPs, underwent a sudden shakeup in leadership last month.

S&P expands focus on biodiversity risk data
FINTECH MAY 10, 2023
S&P expands focus on biodiversity risk data

New data on 17,000 companies is available using a methodology developed in conjunction with the UN Environment Programme.

LPL adds long-time Advisor Group advisor with $220 million
BROKER DEALERS MAY 10, 2023
LPL adds long-time Advisor Group advisor with $220 million

Michelle Brennan Hall had been registered at FSC Securities since 1989.

Wells Fargo team with $1 billion jumps to RIA
RIAS MAY 10, 2023
Wells Fargo team with $1 billion jumps to RIA

The Compass Group advisors are joining DayMark Wealth Partners, a Cincinnati, Ohio-based RIA with $907 million in assets.

Creating an equity ownership track: Look before you leap
OPINION MAY 10, 2023
Creating an equity ownership track: Look before you leap

While the economics have to work for the owners and partners of the firm, they have to make sense for the next-gen advisors, too.

Tax expertise opens the door to wealth advisory careers
OPINION MAY 10, 2023
Tax expertise opens the door to wealth advisory careers

Accounting firms are expanding rapidly into wealth management. But can tax and audit experts transition to financial advisory careers?

Unflinching guidance is your ultimate fiduciary duty
OPINION MAY 10, 2023
Unflinching guidance is your ultimate fiduciary duty

The longer the bear market continues, the more likely your clients will be to abandon their financial plans, sell their growth assets, and potentially impair their financial futures.

Advisor Group B-D snares RBC advisors with $250 million in client assets
BROKER DEALERS MAY 09, 2023
Advisor Group B-D snares RBC advisors with $250 million in client assets

Minnesota-based Tom Delich had worked at RBC for almost 23 years; he and his team are joining Financial Dimensions Group, a unit of Royal Alliance Associates.

Riskalyze rebrands as Nitrogen
FINTECH MAY 09, 2023
Riskalyze rebrands as Nitrogen

The company's new name reflects its evolution from measuring client risk tolerance toward offering a broader suite of wealth management fintech.

Goldman to pay $215 million to settle case on underpaying women
REGULATION AND LEGISLATION MAY 09, 2023
Goldman to pay $215 million to settle case on underpaying women

The trial, which had been scheduled for next month in New York, would have provided a rare public forum for testimony about inequality inside the financial industry.

Audits on the rise amid a resurgent IRS
RETIREMENT PLANNING MAY 09, 2023
Audits on the rise amid a resurgent IRS

If the IRS thinks a taxpayer owes money, its efforts to collect could include levying bank accounts, placing liens on their home, garnishing their salary, and even refusing to issue a passport.

Psychological factors keep advisors from growing assets: Study
PRACTICE MANAGEMENT MAY 09, 2023
Psychological factors keep advisors from growing assets: Study

A notable 43% of financial advisors worry about being perceived as 'pushy' when they're trying to grow their businesses.