Shaken but not stirred to close down shop after 5.9 temblor rocks the East Coast.
Typical family office invests more than a quarter of its clients' assets with hedge funds; share could be even larger
So why aren't more advisers going after these clients?; 'very attractive investor class'
'Stay bonus' be damned: LPL's gain is Securities America's loss as two top producers depart
Hikes likely to be around 2.8% for salaried workers; inflation running close to 3% this year
NativeOne is first tribally owned brokerage registered with NYSE; 'not always treated equally'
The Financial Services Institute, the lobbying organization for independent broker-dealers, said Friday that it had picked up the support of advisers this week from sizable independent broker-dealer Investors Capital Corp.
The ongoing stock market sell-off, sparked by the deficit debate and the subsequent U.S. credit downgrade, is pulling down the prices of even the bluest of blue-chip stocks. No wonder so many investment managers are exhorting their clients to buy, buy, buy.
U.S. two-year note yields increased from a record low yesterday as the Labor Department said the U.S. added 117,000 jobs, up from a revised 46,000 gain in June and compared with the 85,000 forecast in a Bloomberg News survey.
Several former long-time executives of A.G. Edwards & Sons Inc. are no longer with Wells Fargo Advisors LLC, InvestmentNews has learned.
Envestnet Inc., a turnkey technology and wealth management provider that went public in July, is adding several unified-managed-household features to its platform this week.
Envestnet Asset Management Inc. has signed an agreement to provide a money management platform for Shareholders Service Group Inc., a San Diego-based custodial firm that serves 700 advisers.
Bank of America Merrill Lynch has brought on six new financial advisers in Texas, Pennsylvania and California.
The following is a list of the ten firms that attracted financial advisers with the most assets during the 12-month period ending March 31, 2011, according to data recorded in the InvestmentNews <a href=InvestmentNews <a href=http://www.investmentnews.com/section/recruiting-moves>Advisers on the Move</a> database. During that time, InvestmentNews tracked 544 financial advisers that have changed firms, with more than $76 billion in client assets at the time of their departure.
Advisers can be guardians of their elderly clients' best interests, shielding them from financial fraud in ways that even family members can't
Investment advisers who must migrate from regulation by the Securities and Exchange Commission to state oversight now will have extra time to make the transition.
New software tool will help advisers scan for the best variable annuity option for a client.
Independent broker-dealer selects Erado's API-based archiving, tracking and post-review tool
