Here are some of the other fintech headlines you may have missed this week.
The firm is assessing its head count, CEO James Gorman suggested on an earnings conference call.
Pilot program marks the first time mutual fund and ETF investors have been asked their opinions on proxy matters.
Williams, who will continue as chief operating officer, assumes the presidency from David Stringer.
The women-led Lakeview Wealth Management, which is based in Deer Park, Illinois, offers retirement and financial planning services.
The robo will now offer four managed portfolios of cryptocurrencies alongside its traditional investment portfolios.
Go beyond customer satisfaction — satisfied customers don't drive ROI and profitability the way that a raving fan does.
Many Hispanics are choosing to start their own businesses, and financial advisers can help those business owners realize their goals.
Client-level investment management is gradually going the way of white tennis balls as asset management becomes increasingly commoditized.
People are more likely to listen to messages delivered by those who appear to share their identities
While there are techniques galore for recruiting new clients, it all comes down to hustle and hard work.
Cate Grinney forms all-female indie firm in Fairbault, Minnesota, and affiliates with the independent channel of Ameriprise.
Financial advisers are adding value by finding higher yields for clients' cash balances.
At TD Ameritrade, Patullo oversaw the strategic direction of adviser-facing technology and spearheaded the open-architecture approach to third-party integrations.
Hitting the sweet spot between taking advantage of new marketing opportunities and staying in compliance with the SEC marketing rule will be a big challenge for advisers.
An adviser who’s honest and transparent about compensation, regardless of the model, is bound to engender the trust that advice seekers want most of all.
The North American Securities Administrators Association is working on a model rule that 'mirrors' the SEC regulation.
As responsible investing continues to increase in popularity, focusing on specific E, S and G elements rather than ESG as a category may allow advisors to better serve clients.
A roundup of the rest of the week's fintech headlines, including news from Tidal Financial, FA Match and Aspida.
The integrations with Flourish Crypto and Gemini Bitria pull custodial data on cryptocurrencies into the RIA technology platform.
