Alternatives

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Fidelity leans into alternative strategies as demand grows amid economic uncertainty
INVESTING RIAS MAY 30, 2023
Fidelity leans into alternative strategies as demand grows amid economic uncertainty

Fidelity's alts platform, which launched in 2013, has seen assets grow by 70% since 2020.

Advisor Group's Jamie Price talks about the firm's rebranding
INVESTING ALTERNATIVES MAY 25, 2023
Advisor Group's Jamie Price talks about the firm's rebranding

In a Q&A, the Advisor Group CEO discusses what's involved in squeezing the giant operation under one broker-dealer roof and brand.

Crypto startup gets special purpose broker-dealer license with SEC
INVESTING ALTERNATIVES MAY 23, 2023
Crypto startup gets special purpose broker-dealer license with SEC

The approval allows Prometheum Ember Capital to safekeep digital asset securities on behalf of individual and institutional clients as a qualified custodian.

How innovations in non-listed REIT redemption programs meet investor needs
INVESTING OPINION MAY 23, 2023
How innovations in non-listed REIT redemption programs meet investor needs

The new generation of nontraded REITs has been designed with monthly or quarterly repurchase limits to align the interests of stockholders with the less liquid nature of the assets.

Sales of nontraded REITs remain weak in April
INVESTING ALTERNATIVES MAY 23, 2023
Sales of nontraded REITs remain weak in April

Nontraded real estate investment trusts reported $485 million of sales in April, the lowest level since August 2020, according to Stanger.

Finra arbitrators order Fidelity to pay options trader nearly $4 million
INVESTING ALTERNATIVES MAY 19, 2023
Finra arbitrators order Fidelity to pay options trader nearly $4 million

The dispute revolved around an account that was liquidated following the sharp market downturn at the beginning of the Covid pandemic.

What keeps these top securities regulators awake at night?
INVESTING RIAS MAY 19, 2023
What keeps these top securities regulators awake at night?

"I call it B-D/IA arbitrage," Finra's Christopher Kelly said, describing his concern about advisors flouting the boundaries between charging clients fees and commissions.

Finra chair: Industry needs to improve disclosures about complicated investments
INVESTING EQUITIES MAY 18, 2023
Finra chair: Industry needs to improve disclosures about complicated investments

'We do it in a way where they're virtually unreadable,' Eric Noll, CEO of Context Capital Partners, said of disclosures at the Finra annual meeting.

Here's why the real estate market is too shaky even for spiffed-up REITs
INVESTING ALTERNATIVES MAY 09, 2023
Here's why the real estate market is too shaky even for spiffed-up REITs

At least one critic of the newfangled REITs is not convinced they can weather the storm in commercial real estate.

SEC approves stronger reporting requirements for private fund advisors
INVESTING RIAS MAY 03, 2023
SEC approves stronger reporting requirements for private fund advisors

Hedge funds with at least $1.5 billion in assets now have to report significant investment losses and withdrawals to the SEC within 72 hours.

Advisors express caution, enthusiasm about being gatekeepers to private markets
INVESTING RIAS MAY 02, 2023
Advisors express caution, enthusiasm about being gatekeepers to private markets

Legislation recently approved by a House committee would deem the clients of investment advisors to be accredited investors.

Yieldstreet, Equity Trust link up to increase access to alternatives
INVESTING ALTERNATIVES MAY 02, 2023
Yieldstreet, Equity Trust link up to increase access to alternatives

Clients with IRAs at Equity Trust can now invest directly in alternative investments on Yieldstreet through a new platform called WealthBridge.

Nonfungible tokens held in IRAs can trigger big tax hit
INVESTING RETIREMENT PLANNING MAY 01, 2023
Nonfungible tokens held in IRAs can trigger big tax hit

If clients are holding NFTs in their individual retirement accounts, review them to see which tokens are acceptable assets and which may be deemed a collectible under IRS guidance.

Gary Gensler has his game face on
INVESTING ALTERNATIVES MAY 01, 2023
Gary Gensler has his game face on

With cheerleaders on the left and critics on the right, the chair of the Securities and Exchange Commission stays focused on what matters.

Asset managers hash out the future of the 60/40 portfolio
INVESTING EQUITIES APR 27, 2023
Asset managers hash out the future of the 60/40 portfolio

For a lot of investors, moving beyond the classic allocation of 60% stocks and 40% bonds will mean a bigger allocation to alternatives and other active strategies.

House committee OKs bills expanding pool of sophisticated investors
INVESTING ALTERNATIVES APR 26, 2023
House committee OKs bills expanding pool of sophisticated investors

The legislation would amend the definition of accredited investor to include people who have certain licenses, education or experience.

Advisors want to use alternatives. Here are 3 reasons they aren't
INVESTING OPINION APR 26, 2023
Advisors want to use alternatives. Here are 3 reasons they aren't

The investments may fit the times, but lack of choice and transparency, and liability fears help explain why some are dissatisfied with the offerings.

iCapital launches structured investments offering on Envestnet
INVESTING TAMPS APR 25, 2023
iCapital launches structured investments offering on Envestnet

The integration provides advisors with proposal generation tools, analytical features, trading workflows and the ability to integrate data on structured investments into client reports.

Advisors seen as crucial as financial crisis fears mount, Nationwide says
INVESTING ALTERNATIVES APR 21, 2023
Advisors seen as crucial as financial crisis fears mount, Nationwide says

According to Nationwide’s eighth annual Advisor Authority survey, four in 10 investors believe that the US is already in a financial crisis and three in 10 believe the U.S. is approaching one.

Financial advisors wave the caution flag in client portfolios
INVESTING RIAS APR 20, 2023
Financial advisors wave the caution flag in client portfolios

Fidelity research shows a trend toward de-risking and an increased focus on diversification in the portfolios advisors build for their clients.