Alternatives

Displaying 3870 results
IAA advocates for advisors as portals to private investments for clients
INVESTING ALTERNATIVES MAR 14, 2023
IAA advocates for advisors as portals to private investments for clients

The trade association is trying to insert language into capital formation legislation that would deem investors accredited if they work with a fiduciary advisor.

Federal appeals court questions SEC's decision to reject Grayscale bitcoin ETF proposal
INVESTING ALTERNATIVES MAR 07, 2023
Federal appeals court questions SEC's decision to reject Grayscale bitcoin ETF proposal

Grayscale sued, asking the DC Circuit Court to overturn a decision the firm called arbitrary and discriminatory because the agency had already approved ETFs that track bitcoin futures.

Investors keep dumping Blackstone REIT shares
INVESTING ALTERNATIVES MAR 03, 2023
Investors keep dumping Blackstone REIT shares

But investors looked to redeem fewer BREIT shares in February than in January, potentially a positive sign for the company.

Gensler steps up warnings to money managers
INVESTING ALTERNATIVES MAR 02, 2023
Gensler steps up warnings to money managers

The SEC chairman said using predictive data technologies may create 'inherent conflicts' of interest for investment advisors.

SEC charges Virginia advisor with fraud
INVESTING RIAS MAR 02, 2023
SEC charges Virginia advisor with fraud

The advisor, Ryan R. Riley, also pleaded guilty in a criminal manner and was ordered to pay restitution of at least $434,000.

January was worst month for retail nontraded REITs sales since 2009
INVESTING ALTERNATIVES FEB 28, 2023
January was worst month for retail nontraded REITs sales since 2009

According to investment bank Robert A. Stanger & Co. Inc., January nontraded REIT sales to retail investors totaled just $596 million.

Focus Financial Partners says it's being bought, as expected
INVESTING RIAS FEB 27, 2023
Focus Financial Partners says it's being bought, as expected

The firm, which has been a dealmaking machine since it launched in 2004, will go private as a result of its acquisition by private equity manager Clayton Dubilier & Rice.

Thomas H. Lee bought RIAs before anyone else
INVESTING RIAS FEB 24, 2023
Thomas H. Lee bought RIAs before anyone else

After leaving Thomas H. Lee Partners in 2006, he started another firm, Lee Equity Partners, that made a handful of significant transactions in wealth management shops.

Real estate isn't an alternative — it's a core investment
INVESTING OPINION FEB 24, 2023
Real estate isn't an alternative — it's a core investment

In 2020, the global real estate market had a value of more than $326 trillion, which is more than the value of all the stocks and bonds in the world.

Private equity pioneer Thomas Lee dies at 78
INVESTING ALTERNATIVES FEB 24, 2023
Private equity pioneer Thomas Lee dies at 78

Lee invested more than $15 billion in hundreds of transactions as of 2020, which included his best-known transaction, the 1992 purchase of Snapple Beverage Corp.

Fintech Bytes: Crypto winter continues
INVESTING ALTERNATIVES FEB 17, 2023
Fintech Bytes: Crypto winter continues

Survey suggests Americans would embrace AI investing; plus news on Facet and Interactive Brokers.

Advisors' worst fears coming into 2023 proving groundless, so far
INVESTING RIAS FEB 17, 2023
Advisors' worst fears coming into 2023 proving groundless, so far

A relatively smoother ride in the financial markets this year should allow advisors and their clients to breathe a sigh of relief.

Former NBA player Paul Pierce to pay $1.4 million in crypto case
INVESTING ALTERNATIVES FEB 17, 2023
Former NBA player Paul Pierce to pay $1.4 million in crypto case

The SEC alleges the longtime Boston Celtic touted a crypto token without disclosing that he was paid to do so.

Crypto investors had their funds frozen. Now they may have to pay taxes
INVESTING ALTERNATIVES FEB 16, 2023
Crypto investors had their funds frozen. Now they may have to pay taxes

Even though investors can't access their accounts with bankrupt crypto lender Celsius Networks, they still owe taxes on the interest income they earned from the accounts last year.

SEC proposes expanding advisor custody rule
INVESTING ALTERNATIVES FEB 15, 2023
SEC proposes expanding advisor custody rule

The agency is considering extending the regulation to cover all assets in a client's portfolio, not just securities and funds.

GOP seeks to open private markets; Democrats might be willing to talk  
INVESTING ALTERNATIVES FEB 08, 2023
GOP seeks to open private markets; Democrats might be willing to talk  

A House subcommittee considers GOP measures that would amend accredited-investor rules. The ranking Democrat said 'fiduciary' advisors could help retail investors become sophisticated vicariously.

Centaurus hit with $1.1 million penalty over structured product sales
INVESTING ALTERNATIVES FEB 08, 2023
Centaurus hit with $1.1 million penalty over structured product sales

The SEC said brokers in the firm's Lexington, South Carolina, branch office recommended variable interest rate structured products to dozens of retail customers for whom they weren't suitable.

All eyes on alts
INVESTING ALTERNATIVES FEB 06, 2023
All eyes on alts

As fixed income weighs down the classic 60/40 portfolio, allocations to alternatives are expected to rise over the next three years.

Alts manager FS Investments doubling size with merger
INVESTING ALTERNATIVES FEB 02, 2023
Alts manager FS Investments doubling size with merger

With the deal for Portfolio Advisors, FS Investments also gets its hands on a private equity fund that targets both wealth management and institutional clients.

Blackstone's BREIT hit monthly redemption limit in January
INVESTING ALTERNATIVES FEB 01, 2023
Blackstone's BREIT hit monthly redemption limit in January

Blackstone Real Estate Income Trust told investors that it fulfilled repurchase requests for 2% of its net asset value.