Alternatives

Displaying 3882 results
Lawmakers press Gensler over climate, crypto and rulemaking pace
INVESTING ALTERNATIVES APR 18, 2023
Lawmakers press Gensler over climate, crypto and rulemaking pace

Republicans on the House Financial Services Committee questioned the SEC leader about the roughly 50 rules the agency has proposed over the past two years.

Advisor Group RIAs add alts, and fresh conflict, to platform
INVESTING ALTERNATIVES APR 17, 2023
Advisor Group RIAs add alts, and fresh conflict, to platform

The agreement between Advisor Group and CAIS on sales of alternative investments, and the revenue such sales would generate, is the crux of the matter.

Advisors expect more crypto problems after FTX meltdown
INVESTING ALTERNATIVES APR 13, 2023
Advisors expect more crypto problems after FTX meltdown

Most advisors are avoiding recommending cryptocurrencies to their clients, a CoreData Research survey found.

Financial advisors are jumping on the bull market bandwagon
INVESTING RIAS APR 11, 2023
Financial advisors are jumping on the bull market bandwagon

As some of the worst performers of 2022 rebound in the first quarter, the outlook for the financial markets looks rosy.

Client wasn’t lovin’ it:  Wells Fargo loses arbitration case over McDonald’s stock
INVESTING ALTERNATIVES APR 10, 2023
Client wasn’t lovin’ it:  Wells Fargo loses arbitration case over McDonald’s stock

Finra arbitrators order the firm and a broker to pay about $500,000 to a former McDonald's franchise owner after an options trading snafu.

The 5-minute rule for evaluating alternative investments
INVESTING OPINION APR 10, 2023
The 5-minute rule for evaluating alternative investments

Advisors evaluating alts for their clients should focus on what clients want to achieve as part of a well-diversified portfolio and understand their clients' cash flow requirements.

Potential investor claims go through the roof at Berthel Fisher
INVESTING ALTERNATIVES APR 03, 2023
Potential investor claims go through the roof at Berthel Fisher

Open claims against the Iowa-based broker-dealer totaled $32.1 million at the end of 2022, eight times what it reported a year earlier, according to an SEC filing.

Blockchain dividend distributions emerge as latest threat to traditional finance
INVESTING ALTERNATIVES APR 03, 2023
Blockchain dividend distributions emerge as latest threat to traditional finance

Crypto experts say distributions via blockchain technology will soon be commonplace.

Blackstone’s BREIT sees $4.5 billion of withdrawal requests in March
INVESTING ALTERNATIVES APR 03, 2023
Blackstone’s BREIT sees $4.5 billion of withdrawal requests in March

The real estate trust, which has limited redemptions for a fifth straight month, had already hit 2% monthly limits in January and February.

How financial advisors can capitalize on the metaverse
INVESTING OPINION MAR 21, 2023
How financial advisors can capitalize on the metaverse

Here are a few steps to consider before embarking on large-scale investments in the virtual landscape.

Answering the ancient question: Does gold fight inflation or not?
INVESTING ALTERNATIVES MAR 20, 2023
Answering the ancient question: Does gold fight inflation or not?

With inflation at a 40-year high, here’s how advisors view gold as a hedge compared to TIPS, crypto and other shiny metals.

Bitcoin enjoys 32% rally in wake of banking crisis
INVESTING RIAS MAR 17, 2023
Bitcoin enjoys 32% rally in wake of banking crisis

As crypto takes center stage, the Digital Asset Council of Financial Professionals announces it's rolling out an expanded version of its certification for blockchain and digital assets.

IAA advocates for advisors as portals to private investments for clients
INVESTING ALTERNATIVES MAR 14, 2023
IAA advocates for advisors as portals to private investments for clients

The trade association is trying to insert language into capital formation legislation that would deem investors accredited if they work with a fiduciary advisor.

Federal appeals court questions SEC's decision to reject Grayscale bitcoin ETF proposal
INVESTING ALTERNATIVES MAR 07, 2023
Federal appeals court questions SEC's decision to reject Grayscale bitcoin ETF proposal

Grayscale sued, asking the DC Circuit Court to overturn a decision the firm called arbitrary and discriminatory because the agency had already approved ETFs that track bitcoin futures.

Investors keep dumping Blackstone REIT shares
INVESTING ALTERNATIVES MAR 03, 2023
Investors keep dumping Blackstone REIT shares

But investors looked to redeem fewer BREIT shares in February than in January, potentially a positive sign for the company.

Gensler steps up warnings to money managers
INVESTING ALTERNATIVES MAR 02, 2023
Gensler steps up warnings to money managers

The SEC chairman said using predictive data technologies may create 'inherent conflicts' of interest for investment advisors.

SEC charges Virginia advisor with fraud
INVESTING RIAS MAR 02, 2023
SEC charges Virginia advisor with fraud

The advisor, Ryan R. Riley, also pleaded guilty in a criminal manner and was ordered to pay restitution of at least $434,000.

January was worst month for retail nontraded REITs sales since 2009
INVESTING ALTERNATIVES FEB 28, 2023
January was worst month for retail nontraded REITs sales since 2009

According to investment bank Robert A. Stanger & Co. Inc., January nontraded REIT sales to retail investors totaled just $596 million.

Focus Financial Partners says it's being bought, as expected
INVESTING RIAS FEB 27, 2023
Focus Financial Partners says it's being bought, as expected

The firm, which has been a dealmaking machine since it launched in 2004, will go private as a result of its acquisition by private equity manager Clayton Dubilier & Rice.

Thomas H. Lee bought RIAs before anyone else
INVESTING RIAS FEB 24, 2023
Thomas H. Lee bought RIAs before anyone else

After leaving Thomas H. Lee Partners in 2006, he started another firm, Lee Equity Partners, that made a handful of significant transactions in wealth management shops.