Alternatives

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Had a bad year? It could’ve been worse
INVESTING ALTERNATIVES DEC 19, 2022
Had a bad year? It could’ve been worse

2022 was marked by soaring inflation and a sinking stock market, but it had some redeeming features, including the fact that increasingly fee-based revenues make it easier for advisory firms to weather such storms.

Fintech challenged by market forces
INVESTING ALTERNATIVES DEC 19, 2022
Fintech challenged by market forces

While most adviser-facing fintechs were spared the pain felt across the wider technology landscape, not everyone escaped the year unscathed.

Blackstone nontraded REIT prompts SEC queries
INVESTING ALTERNATIVES DEC 16, 2022
Blackstone nontraded REIT prompts SEC queries

After the Blackstone Real Estate Income Trust and the Starwood Real Estate Income Trust limited redemptions, the SEC reached out to both firms to try to understand the events.

Nontraded REIT math is still bedeviling
INVESTING ALTERNATIVES DEC 14, 2022
Nontraded REIT math is still bedeviling

This market is triggering some tricky math for nontraded REITs, and it's the bean counting behind proration that could prove tormenting.

5 biggest crypto hacks of 2022
INVESTING ALTERNATIVES DEC 13, 2022
5 biggest crypto hacks of 2022

The money pouring into digital assets has attracted the attention of criminals.

Advisers should look to alts to attract high-net-worth clients
INVESTING ALTERNATIVES DEC 13, 2022
Advisers should look to alts to attract high-net-worth clients

But they need to be aware of stepped-up regulatory scrutiny of complex products, an expert tells advisers at the Financial Planning Association annual conference.

SEC says Bankman-Fried defrauded investors of $1.8 billion
INVESTING ALTERNATIVES DEC 13, 2022
SEC says Bankman-Fried defrauded investors of $1.8 billion

Bankman-Fried, who was arrested Monday in the Bahamas, also concealed risks and FTX's relationship with his trading firm, Alameda Research, the agency says.

Fintech Bytes: Morgan Stanley at Work, Vestwell and Redtail updates
INVESTING RETIREMENT PLANNING DEC 09, 2022
Fintech Bytes: Morgan Stanley at Work, Vestwell and Redtail updates

Additionally, BNY Mellon invests in a fixed-income fintech and Broadridge partners with IntraFi on securities-backed lending.

Nontraded REIT chickens come home to roost at wirehouses, RIAs
INVESTING RIAS DEC 09, 2022
Nontraded REIT chickens come home to roost at wirehouses, RIAs

The liquidity issue is squarely in the laps of financial advisers who have never had to deal with the difficulties posed by nontraded REITs before.

Starwood limits withdrawals from its nontraded REIT
INVESTING ALTERNATIVES DEC 08, 2022
Starwood limits withdrawals from its nontraded REIT

The move comes just days after Blackstone Inc. announced it would limit withdrawals from its $69 billion fund.

CFP Board releases guidelines on cryptocurrency
INVESTING ALTERNATIVES DEC 05, 2022
CFP Board releases guidelines on cryptocurrency

The board urges advisers to approach the asset class, which has struggled in 2022, with caution.

Finra smacks Advisor Group with $1.3 million penalty over private placement sales
INVESTING ALTERNATIVES DEC 05, 2022
Finra smacks Advisor Group with $1.3 million penalty over private placement sales

The four Advisor Group firms sold investors GPB private placements but failed to tell them that GPB hadn't made required filings, including audited financial statements.

As FTX burns, advisers keep their cool
INVESTING ALTERNATIVES DEC 05, 2022
As FTX burns, advisers keep their cool

Given advisers' questioning of the practical merits of cryptocurrency, it's no wonder so many encouraged their clients to steer clear of crypto as an investment.

Morgan Stanley ordered to pay $11.5 million over covered call strategy
INVESTING ALTERNATIVES DEC 02, 2022
Morgan Stanley ordered to pay $11.5 million over covered call strategy

An investor alleges the firm made unauthorized trades. The Finra arbitration decision comes as the regulator is conducting an exam sweep on options.

Blackstone’s $69 billion real estate fund hits redemption limit
INVESTING ALTERNATIVES DEC 02, 2022
Blackstone’s $69 billion real estate fund hits redemption limit

The firm's announcement that it will limit redemptions from the fund sent its stock falling as much as 10%.

BlackRock's Fink predicts most crypto firms will fold in wake of FTX meltdown
INVESTING ALTERNATIVES NOV 30, 2022
BlackRock's Fink predicts most crypto firms will fold in wake of FTX meltdown

BlackRock was among the financial firms stung by the bankruptcy of the crypto exchange, having invested roughly $24 million in FTX through a fund of funds.

Bitwise files for bitcoin futures ETF despite crypto woes
INVESTING ALTERNATIVES NOV 28, 2022
Bitwise files for bitcoin futures ETF despite crypto woes

The Bitcoin Strategy Optimum Yield ETF would offer managed exposure to bitcoin futures contracts traded on the CME and investments in short-term debt securities.

Alternative investments manager Ballast Rock joins RIA game
INVESTING RIAS NOV 28, 2022
Alternative investments manager Ballast Rock joins RIA game

Ballast Rock Private Wealth will operate independently of Ballast Rock Asset Management, but both firms focus on offering alts to wealthy investors.

Upstart manager seeks to unseat S&P 500 by asking investors for personal data instead of fees
INVESTING EQUITIES NOV 22, 2022
Upstart manager seeks to unseat S&P 500 by asking investors for personal data instead of fees

Delphia's unique business model hopes to drive performance by culling data provided by investors. Skeptics say it might be too clever to succeed.

FTX downfall damaging case for crypto in retirement accounts as Sen. Warren weighs in
INVESTING RETIREMENT PLANNING NOV 22, 2022
FTX downfall damaging case for crypto in retirement accounts as Sen. Warren weighs in

The FTX breakdown is convenient for plan fiduciaries who were struggling with the prudence of permitting crypto within an employer-sponsored retirement plan.