Agency says advisers, brokers must apply ‘heightened scrutiny’ to sales of risky ETPs
The conflicts of interest ranged from 12b-1 fees to cash sweep accounts to alternative investments
Advisers don't like it when REIT valuations bounce all over the place
The Chair of the House Financial Services Committee also targeted rules surrounding opening up private markets
The all-in-one products could also eventually include private equity, Cerulli Associates found
Bitcoin shot to a record just as billions of dollars have fled gold, renewing arguments about whether the digital currency can rival gold as an inflation hedge
Delaware Wilshire Private Markets Fund has $25,000 minimum
Precious metals rallied as Joe Biden advanced in the presidential race
The changes modernize private market rules and make it easier for small companies to obtain financing, according to SEC Chairman Jay Clayton
Pennsylvania Real Estate Investment Trust and CBL & Associates Properties cited pandemic-induced pressures on their tenants and, in turn, themselves
Concerns about the renewed rise in coronavirus cases has shifted safe-haven buying to the dollar
The buying comes after hedge funds had driven net short bets to the highest level since before the financial crisis
Plenty of examples prove the regulator's efforts are out of step with the market
While approved for public comment, Democratic commissioners voiced concerns over investor protections
If Chairman Jay Clayton leaves the SEC, a Republican successor likely will pick up the mantle
New York City REIT sees a staggering decline in value after it begins trading
Examining the implications of the SEC expanded definition of an 'accredited investor' for private equity investors — and the advisers who serve them
Advisers find even nonreligious clients are embracing faith-based strategies
The Institute for Portfolio Alternatives says lawmakers are receptive to its diversification pitch
Deals are likely to start happening more often and will be led by private equity, a report from Cerulli Associates suggests
