A firm and its owner agreed to a settlement with the SEC over alleged misstatements to customers and a lack of procedures to ensure compliance.
Panelists go over the challenges in hiring social media influencers and communicating about complex products.
RIA founder and consultant starting a new role as chief growth officer.
"More acquisitions are clearly in our future," says CEO.
Inspire Investing's ETFs and SMAs held companies that supported causes counter to the biblical values the products advertised, the regulator said in a settlement Thursday.
House Republicans passed legislation this week that would potentially tamp down on sustainable investing options within retirement plans.
Industry has slowly evolved into less tangible aspects, says advisor after FPA report.
Total client losses of $89 million "wiped a lot of people out,” says lawyer.
The company will shut off access to accounts by third parties that use client credentials to log in, the firm said.
As phased retirement and "unretirement" become normal, working past the traditional retirement age of 65 helps with finances and can help slow cognitive decline.
