Trading activity was eight times higher than usual on Monday, a level not seen since March 2020, according to Alight Solutions.
Impact of litigation will affect some business models going forward, source says.
While Left allegedly manipulated stock prices, there is no shortage of questionable financial information out there that investors are eager to follow.
It's not like clients are being held hostage, says money market expert as yet another brokerage is accused of shortchanging customers.
A stay issued on Friday adds to an order in a separate case against the Department of Labor.
There is a stay effective for the rule and one of its prohibited transaction exemptions, but that doesn't necessarily mean firms should hold off on compliance.
The average expected retirement age went from 66 to 65 over the past year.
Federal agencies may now have less defense in court over regulations that opponents say exceed regulatory authority.
Tax smoothing is important, even as the IRS has granted exemptions since the 10-year RMD rule for inherited IRAs went into effect.
Having difficult conversations and being a "financial physician" with a good bedside manner can help win clients for life and encourage them to make good decisions.
