What happens with the tech giant could have ripple effects for financial services. Regulators potentially may get stricter in investigations of brokers.
A Massachusetts Securities Division investigation says the firm failed to calculate net asset values on more than 1,000 funds.
Microsoft is shutting down support for older versions of Internet Explorer next week, putting advisers who use the software at risk for malware and malicious cyberattacks.
As rivals expand, the robo hasn't hinted at any plans to partner with advisers.
The Securities and Exchange Commission is helping investors do their due diligence with improved public disclosure.
“Our goal is to be our customer's central financial relationship, where you do everything in the long term,” said Jon Stein, chief executive of Betterment.
Small startups are trying to break into the crowded ranks of adviser-facing robos. But are there too many players now in the market?
Gamification may be a path for firms looking to engage with their clients on financial planning.
In spite of tough hurdles, online platforms are positioning to offer plans to the underserved.
United Capital Financial Advisers has acquired two firms, Bedrock Capital Management in Los Altos, Calif., and Harvest Group Financial Services Corp. in Pennsylvania.
