The U.S. Commodity Futures Trading Commission today filed civil charges against Amaranth Advisors LLC and its ex-head energy trader Brian Hunter.
The American Benefits Council supports fee disclosures related to 401(k) plans—as long as it's pertinent.
Morgan Stanley’s retail brokerage unit ranked dead last in customer satisfaction for the second year in a row, according to a survey.
The Hartford said it has reached a $115 million settlement with three states to resolve a bid rigging and market timing case.
An NASD arbitration panel ordered Merrill Lynch to pay a former employee $1.6 million after he was fired because of his ethnicity.
The National Association of Insurance and Financial Advisors has named John J. Healy as its new chief executive.
Hedge funds pulled in $58.7 billion in new flows during the second quarter, according to Hedge Fund Research.
As other countries reduce their corporate tax rates, the U.S. is becoming less competitive, according to the Treasury department.
In wake of the BoNY-Mellon merger, third-party trading technology has been made available to assist customers of Pershing.
The Nasdaq Stock Market Inc. will make a wide range of its data tools available via the Web.
