Bloomberg

Bloomberg
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RETIREMENT LIFE INSURANCE AND ANNUITIES AUG 09, 2007
General American Life to pay $3.3 million

The SEC has settled with General American Life Insurance Company and a former executive for late trading.

RETIREMENT LIFE INSURANCE AND ANNUITIES AUG 09, 2007
Mortgage mess expanding, says AIG

Borrowers just above subprime are reporting more residential mortgage delinquencies, according to AIG.

INVESTING ALTERNATIVES AUG 08, 2007
Hedge fund indexes mark gains

Despite high-profile stories of hedge fund collapses in the last few weeks, two indexes showed overall gains for the industry.

INVESTING ALTERNATIVES AUG 08, 2007
Burned firm sues Bear Stearns

Bear Stearns is being sued over the now-infamous failure two of its hedge funds, published reports said.

RETIREMENT TAX AUG 08, 2007
FINRA eyes IRA withdrawal abuses

FINRA is sweeping B-Ds looking for improper early withdrawals from client retirement accounts.

YOUR PRACTICE FINTECH AUG 08, 2007
LPL experiences systems failure

A massive snafu is stopping 10,000 advisers affiliated with Linsco/Private Ledger Corp. from doing business online.

INVESTING ALTERNATIVES AUG 07, 2007
Startup launches real estate index

Radar Logic has licensed its real estate data to three Wall Street firms that will allow investors to bet on which way residential real estate markets are headed.

NEWS INDUSTRY NEWS AUG 07, 2007
B-D firms get merger payout

Firms are receiving the $35,000 that was promised upon the completion of the NASD-NYSE Reg merger.

RETIREMENT LIFE INSURANCE AND ANNUITIES AUG 07, 2007
M&M revenue rises 7% in 2Q

Marsh & McLennan Cos. Inc. announced that earnings per share remained unchanged at 31 cents compared to the year-ago period.

INVESTING ALTERNATIVES AUG 07, 2007
Hedge fund stats edge up in July

The HFR Fund Weighted Composite Index increased 0.49% in July and is up 7.99% year-to-date.