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NEWS BROKER DEALERS JUN 22, 2007
Brookstreet exec makes move

Scott Brooks has jumped from Brookstreet to Wedbush Morgan and has asked Brookstreet's reps to join him.

RETIREMENT RETIREMENT PLANNING JUN 22, 2007
401(k) Co. and payroll service partner

The Online 401(k) announced today it is partnering with Expedition Payroll, which will allow the company to offer its clients more comprehensive payroll systems.

INVESTING ALTERNATIVES JUN 22, 2007
Ritchie declares two units bankrupt

Hedge fund Ritchie Capital has filed for bankruptcy for two of its life insurance units that lost $700 million in policies.

NEWS INDUSTRY NEWS JUN 21, 2007
A.G. Edwards posts hefty 2Q gains

A.G. Edwards today reported first-quarter gains in net revenue and earnings, buoyed by gains in client assets and fee-based accounts.

RETIREMENT TAX JUN 21, 2007
Bill would hike private-equity taxes

Congressional leaders are weighing a proposal that could raise taxes for private-equity firm managers.

NEWS INDUSTRY NEWS JUN 21, 2007
H&R Block reports $85.5 million 4Q loss

H & R Block’s continuing struggles in its mortgage lending unit put a drag on fourth-quarter earnings.

RETIREMENT LIFE INSURANCE AND ANNUITIES JUN 21, 2007
Paulson aims to ease burdens for banks

Treasury Secretary Henry Paulson will propose an anti-money laundering framework for small banks tomorrow, The Wall Street Journal said.

RETIREMENT LIFE INSURANCE AND ANNUITIES JUN 21, 2007
Greenberg sues AIG over derivative litigation

Maurice R. Greenberg has sued current and former AIG directors and management, as well as PricewaterhouseCoopers.

NEWS BROKER DEALERS JUN 21, 2007
Indie B-D warns reps of dire finances

Brookstreet Securities told its 500 or so affiliated reps and advisers that "disaster" had struck.

NEWS WIREHOUSES JUN 21, 2007
Wachovia slapped with $2M fine

NASD has fined Wachovia $2 million for failing to adequately supervise its fee-based brokerage business.