Woodbury Financial Services, a top twenty independent-contractor broker-dealer, has promoted Walter White to president of the firm.
The U.S. Supreme Court has agreed to hear a dispute on whether a tax code allows trusts to claim a full deduction for investment management fees.
Limiting deductions for state and local taxes could pay for reforming the alternative minimum tax.
Hedge fund management company Simpson Capital, its owner and head trader have been sued by the SEC.
GLG Partners of London has agreed to pay more than $3.2 million to settle charges of illegal short-selling.
National Penn Bancshares will acquire Christiana Bank & Trust Co. for about $56.5 million in stock and cash.
The head of SAC Capital has gotten a nice price on his new home in the Hamptons, according to published reports.
New York Life Insurance Co. said on today that its COO, Theodore Mathas, would add president to his title as of July 1.
AXA Equitable Life Insurance Co. has named Kenneth T. Kozlowski vice president of its Funds Management group.
Looking toward an initial public offering, Kohlberg Kravis Roberts is seeking a securities broker-dealer license, TheDeal.com said.
