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RETIREMENT LIFE INSURANCE AND ANNUITIES JUN 18, 2007
A check on the ‘love ’em and leave ’em’ tack

Insurers increasingly are using trail commissions for fixed annuities to give finan-cial advisers an additional incentive to cultivate long-term client relationships.

RETIREMENT RETIREMENT PLANNING JUN 18, 2007
Postnups becoming ‘new’ prenups

Postnuptial agreements are gaining popularity as an estate-planning tool, and some hedge funds and private-equity firms have asked their top executives to sign them to protect their companies in case of a messy divorce, according to attorneys and financial advisers.

NEWS BROKER DEALERS JUN 18, 2007
Raymond James unit gives bonuses to big producers

In an effort to charge up its top registered representatives and financial advisers, Raymond James Financial Services Inc. is giving bonuses to its biggest-producing brokers.

INVESTING ALTERNATIVES JUN 18, 2007
Cox’s letter on soft dollars reopens debate

The debate over abolishing or reforming the practice of soft dollars to curb perceived conflicts of interest was reopened recently, and some industry experts are considering the potential effect on hedge funds should the discussion reach Congress.

NEWS WIREHOUSES JUN 18, 2007
Wachovia Wealth Management plans makeover

Brokers at A.G. Edwards Inc. won’t have to worry about losing their wealthy clients, according to Stan Kelly, president of Wachovia Wealth Management.

YOUR PRACTICE FINTECH JUN 18, 2007
Bradley on hot seat at TD Ameritrade

J. Thomas Bradley Jr., president of TD Ameritrade Institutional, is feeling the heat from financial advisers as he tries to balance their concerns and the demands of his parent firm, TD Ameritrade Holding Corp., to continue to increase assets.

NEWS WIREHOUSES JUN 18, 2007
Wachovia, A.G. Edwards offer retention bonuses to brokers

Aiming to forestall defections and address merger-related anxieties, Wachovia Securities LLC and A.G. Edwards Inc. announced broker retention packages Friday.

INVESTING ALTERNATIVES JUN 18, 2007
Hedge funds face potential challenge

The latest challenge to the $1.3 trillion hedge fund industry could be strategies that produce hedge-fund-like performance without the hassles of investing in hedge funds.

INVESTING ETFS JUN 18, 2007
Rydex said to trumpet its ETFs to potential buyers

PHILADELPHIA — Rydex Investments is emphasizing its exchange traded funds in talks with firms interested in acquiring the company, according to sources.

NEWS INDUSTRY NEWS JUN 18, 2007
Fundamentals-based index fund has goods, struggles for attention

BOSTON — Gerald Sullivan’s Industry Leaders Fund boasts Lipper Leader designations, four stars from Morningstar Inc., a solid eight-year-plus track record and an investment process patented by the U.S. government.