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NEWS INDUSTRY NEWS MAR 23, 2018
'SheWorking' startups trade kegs for nursing rooms

Co-working startups appeal to female professionals who aren't interested in WeWork's craft-beer culture.

RETIREMENT RETIREMENT PLANNING MAR 23, 2018
Billionaires donating to a Goldman charity unmasked by IRS error

The Goldman donor-advised fund is the fastest-growing charity in the U.S.

NEWS REGULATION AND LEGISLATION MAR 23, 2018
Finra bars former Fortune Financial rep over document denial

Fired over a fraud charge, Michael Giokas refused request for information.

YOUR PRACTICE FINTECH MAR 23, 2018
BlackRock turns to robos to drive latest push into active ETFs

New sector of funds created under the 'iShares Evolved' brand.

NEWS INDUSTRY NEWS MAR 23, 2018
Merrill, JP Morgan reps managing $511 million go indie with FiNet

Minnesota Merrill team and Michigan solo broker affiliate with Wells Fargo.

YOUR PRACTICE WOMEN ADVISOR COMMUNITY MAR 22, 2018
Women's History Month: Celebrating the women of financial planning

More needs to be done to ensure the industry and profession are open and welcoming to female professionals.

NEWS RIAS MAR 22, 2018
Bill Van Law exiting as head of Raymond James' RIA unit

Firm says he will be 'pursuing other interests.'

NEWS INDUSTRY NEWS MAR 21, 2018
UBS to pay New York state $230 million to resolve probe

The state's investigation looked into the firm's marketing of residential mortgage-backed securities before the financial crisis.

INVESTING MUTUAL FUNDS MAR 21, 2018
F-Squared's former president ordered to pay $12.4 million over false statements

Judge says Howard Present, who led ETF portfolio management firm, was 'reckless.'

NEWS INDUSTRY NEWS MAR 21, 2018
Finra bars former Royal Alliance rep who skipped hearing

Gary Basralian resigned after a client accused him of fraud and breach of contract.