Bloomberg

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NEWS INDUSTRY NEWS MAR 21, 2018
Federal Reserve hikes interest rates

Policy makers forecast more hikes than previously in 2019 and 2020, citing an improving economic outlook.

NEWS INDUSTRY NEWS MAR 21, 2018
Finra bars former Royal Alliance rep who skipped hearing

Gary Basralian resigned after a client accused him of fraud and breach of contract.

NEWS WIREHOUSES MAR 21, 2018
Firms exiting broker protocol will suffer, reps say

Firms that help reps make change are more attractive, Fidelity survey finds.

INVESTING FIXED INCOME MAR 21, 2018
Guggenheim's Minerd sees defaults, recession ahead

Companies that have borrowed heavily will have a hard time as rates tick up, he says.

INVESTING ETFS MAR 20, 2018
ETF outflows show growing distaste for U.S. dollar

Investors pull assets from funds that guard against foreign exchange risk.

INVESTING ETFS MAR 20, 2018
Dividend ETF sees 27th week of inflows

Interest in high-dividend stocks suggests fears of Fed rate hikes are fading.

NEWS REGULATION AND LEGISLATION MAR 20, 2018
Finra reduces suspension of former Morgan Stanley rep

Kenneth Mathieson's one-year suspension for outside activities cut to six months.

NEWS REGULATION AND LEGISLATION MAR 19, 2018
Merrill insiders to receive $83 million in SEC whistleblower awards

Record payouts relate to information that helped the agency win a $415 million settlement in 2016

INVESTING ETFS MAR 19, 2018
Lawsuit over exchange-traded note shows peril in democratized investing

ETP industry is reconsidering disclosures at issuance and sale.

RETIREMENT RETIREMENT PLANNING MAR 16, 2018
Don't know if you qualify for 20% pass-through deduction? You're not alone

Trying to figure out who qualifies for the deduction — and who doesn't — is proving to be a monumental challenge.