The radio host touts a business at the center of a lawsuit by Washington state's attorney general
There is no doubt recruiting has slowed as the financial advice industry deals with broad changes caused by the coronavirus. Can broker-dealers still recruit reps and advisers, even during a pandemic?
The regulator charged Sandlapper Securities in 2017 with exorbitant markups of securities
Report states the wirehouse is contemplating a move to independence for some advisers
Sales of nontraded REITs crashed in April, falling to just $310 million
GPB’s strategy was destined to fail, according to the lawsuit
The broker-dealers will be rolled into Securities America
JFC Financial Services, with a reported $3 billion in assets, moves to LPL
Less real estate and more reliance on artificial intelligence could be in the industry's future
Travel restrictions and uneasiness about in-person meetings mean recruiting is moving online
