Suneet Singal allegedly lied about owning a dozen hotels to close a deal.
Program gives advisers who stay until retirement an additional bonus of 25% of their trailing 12
At the MarketCounsel Summit, a moving discussion about the firm's founder, and what his death can teach RIAs about succession planning.
CEO believes firm could double the half-dozen deals it has closed or initiated this year
CEO believes the firm could double the half-dozen deals it has closed or initiated this year.
United Capital's CEO says the roaring stock market and a desire to hit a 2020 deadline for sale informed the decision to sell.
This year will close with about 200 large RIA deals, a number that will probably be reached in 2020 as well.
Former TD Ameritrade executive will focus on RIAs with less than $100 million in AUM.
After a huge trading loss, IFS Securities will close.
Firm erases commissions for three ETF brands on two of its platforms.
