Former compliance officer alleges fraud at nontraded REIT helmed by Jacob Frydman.
Now offering financing for succession plans and acquisition to indy RIAs.
Meanwhile, ARC Healthcare goes liquid at $13.12 per share.
The independent broker-dealer jumps on robo bandwagon with plans to have a competitive digital offering in 2016.
Owner of defunct broker-dealer faces an SEC suit for allegedly selling shares of a tech company more than once — to the tune of $900K.
In an open letter to ARCP, Corvex decries the board's track record and calls for its resignation.
The fund giant has taken a major position in the beleaguered real estate investment trust, American Realty Capital Properties Inc., or ARCP.
Nicholas Schorsch continues to add midsize independent broker-dealers to the Cetera Financial Group Network, and on Wednesday night announced plans to acquire Girard Securities Inc.
Sales of REITs and other non-liquid alts at Schorsch-related firm decline 7.6% from 2013.
The hottest topics to keep tabs on in the independent broker-dealer space
