In one of its few big deals in recent years, NFP picks up a firm with 240 reps. Jessica Bibliowicz, the firm's CEO: 'We are definitely on the acquisition path.'
This week, an investor filed a lawsuit against Tony Thompson. Bruce Kelly fills in the details about the latest headache for the noted real estate investor.
Tony Thompson is pitching a nontraded REIT to broker-dealers. Bruce Kelly reports that the property trust is currently negotiating forbearance agreements — and is paying old investors, in part, with money from new investors.
A Finra arbitration panel has ordered Cambridge Legacy Securities to pay an investor $1.5 million over private placements
VII Peaks Capital actively looking for new wholesaler
American Capital Properties REIT merger OK'd.
David Lerner Associates Inc. isn't out of the legal woods despite the stiff sanctions leveled against it last week over the firm's sale of nontraded REITs and municipal bonds.
Finra on Monday lowered the boom on David Lerner Associates and its high-profile CEO.
Insurers that underwrite errors-and-omissions policies for broker-dealers are exercising greater authority in approving the alternative investments that their clients sell.
