For the second-straight year, LPL plans to raise the fees its reps must pay. The reason? For one, higher insurance costs. The B-D is also cutting some bonuses.
National Holdings raising nearly $9M in private placement
It's been a rough stretch for nontraded REITs. But recent re-pricings suggest the valuations of the property trusts may have finally found a floor.
Ladenburg reiterates its 'buy' rating price target on American Realty Capital Properties after its purchase of a related REIT.
In a surprise move, B-D cop Finra will allow RIAs to use its arbitration system. Why?