The transaction will cost LPL Financial $300 million and represents $63 billion in assets
Mark Casady and Larry Roth are longtime leaders in the independent broker-dealer industry
Two former wirehouse brokers run afoul of Reg S-P, according to Finra
Amy Webster was a former bank broker for Wells Fargo Advisors for 13 years and claims the company made 'defamatory' remarks on her Form U5
Keith Ashley was already under investigation by the FBI, according to local police
The terminations raise questions about the company's former advisor program known as FAP
John C. McNamee and Daniel J. White are the latest Wall Street veterans to move to First Republic
The shift in management is not a sign that New Jersey-based Private Advisor Group is for sale, owner says
The FBI arrested Matthew M. Piercey on fraud and other charges after he tried to elude authorities by diving underwater using a submersible device
Christopher W. Burns became more 'brazen' in the days before his disappearance, according to the SEC
