Asset managers that provide investments and nothing else may feel pricing pressure from index funds, plans sponsors
As the Labor Department and lobbyists wrangle over who can provide advice to retirement plan participants, the marketplace has come up with an increasingly popular solution that satisfies current and potential requirements.
Ten years later, Bernard M. Kiely still works with three of the 9/11 widows he met after volunteering his services through the New Jersey Society of Certified Public Accountants
Indexed annuity program rewarding big Allianz sellers with exclusive products here to stay
Annuities to be slotted under the latter; retirement income boss Chris Blunt to oversee insurance
Older fixed annuities, ones that hold 3% guaranteed minimum rates, are looking pretty attractive right now
National Retirement Partners Inc. was ordered to pay a $2 million arbitration award to two former financial advisers who were let go by the firm after it bought their practice.
The financial services industry may have thought it notched a win when Assistant Labor Secretary Phyllis Borzi pulled a proposed regulation that would have expanded the definition of “fiduciary” when giving advice to a retirement plan.
A battle in California over whether representatives at two broker-dealers are employees or independent contractors could have far-reaching implications at independent broker-dealers across the country
