DJAMIESON

Displaying 412 results
NEWS RIAS AUG 22, 2013
All in the family as RIAs step up to buy other RIAs

'Serial' buyers - firms doing three or more deals - becoming more common.

NEWS RIAS AUG 21, 2013
Focus adds $2.2 billion RIA Telemus

Latest deal increases roster of partner firms to 27

NEWS REGULATION AND LEGISLATION AUG 21, 2013
Sifma pushing regulators to end poverty plea of brokers

Industry group sees trouble when brokers get out of paying back notes.

NEWS RIAS AUG 21, 2013
RIA deal activity subdued in 2012 amid uncertain economy, shaky markets

Fourth quarter flurry helped boost numbers over 2011 tally but just barely.

NEWS REGULATION AND LEGISLATION AUG 20, 2013
Five candidates vying for one slot on Finra board

Small-firm seat on regulator's board is open; will be filled at annual meeting in August.

NEWS RIAS AUG 18, 2013
Focus adds $2.2B

NEWS RIAS AUG 18, 2013
RIAs continue to surge while brokerages sputter

NEWS WIREHOUSES AUG 18, 2013
Merrill out to pasture?

Restructuring, if it happens, won't likely affect Merrill's advisers.

NEWS RIAS AUG 18, 2013
Deals at five-year low, with just 18 so far this year, Schwab says

Advisers too busy adding clients and assets to pursue transactions.

NEWS BROKER DEALERS AUG 14, 2013
Raymond James snags four industry bigs in RIA push

New hires to serve as regional directors; firm plans big advertising push.