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NEWS INDUSTRY NEWS JUL 17, 2013
Are commodities still a justifiable diversifier?

Short term, maybe not, but they still provide some buffering against stocks over the long haul

YOUR PRACTICE PRACTICE MANAGEMENT JUL 17, 2013
Northstar Wealth Partners lands team managing $860M

The new team, which hails from Essex Financial Services Inc., will double Northstar's assets to nearly $2 billion.

YOUR PRACTICE PRACTICE MANAGEMENT JUL 14, 2013
Finra postpones action on recruitment disclosure rule

NEWS RIAS JUL 10, 2013
Fidelity unit in pact to open cash spigot for RIAs

Agreement with Live Oak to help clients finance mergers and acquisitions.

YOUR PRACTICE PRACTICE MANAGEMENT JUL 10, 2013
Expectations, opportunities vary

Job descriptions for typical entry-level advisory positions require individual inspection

NEWS RIAS JUL 08, 2013
Finra bails on plan to supervise reps' outside businesses

In a move that will likely be cheered by reps, Finra has backed off a controversial plan to supervise brokers' outside businesses.

INVESTING EQUITIES JUL 02, 2013
Bond rout hits Finra investments

Portfolio performs as forecast but provides no cushion for operations.

NEWS REGULATION AND LEGISLATION JUL 02, 2013
Finra drops new supervisory rules

NEWS WIREHOUSES JUN 27, 2013
Merrill trying to make managed-account platform adviser- and client-friendly

Consolidating five platforms into one; rollout expected in September.

YOUR PRACTICE FINTECH JUN 27, 2013
Tweet this: Finra spot-checking firms for social media compliance

Regulator asking for list of top 20 producing reps at the targeted B-Ds who use social media.