Hot on the heels of some big victories, law firm Schlichter Bogard & Denton has filed a new complaint alleging fiduciary breach under ERISA.
The large settlement underscores the need to ensure reasonable fees and asset classes for investments, and that the overall value of services matches up with cost.
As excessive-fee suits are poised to move down market, advisers should pay attention to teachings of 401(k) suits such as Boeing's.
There are subtleties that could have big tax implications.
There are subtleties that could have big tax implications for clients.
Despite what opponents say, IRA rollovers will likely withstand implementation of the fiduciary rule.
Higher yield on bonds and CDs, higher annuity payouts, will provide tailwind to retirees.
Higher yield on bonds and CDs, higher annuity payouts, will provide tailwind to retirees.
A unit of Fidelity has been targeted in a class-action suit for fiduciary breach under ERISA as a result of its alleged mismanagement of a stable value fund.
Finra alleges a New Jersey-based broker-dealer failed to reasonably supervise VA sales.
