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Hightower names Robert Picard to head alternatives
INVESTING ALTERNATIVES JUL 27, 2022
Hightower names Robert Picard to head alternatives

Former First Republic executive built alternatives platforms at Carlyle Group, RBC.

Only 35% of Americans seek financial adviser’s help
RETIREMENT RETIREMENT PLANNING JUL 27, 2022
Only 35% of Americans seek financial adviser’s help

Nearly two-thirds admit needing more planning assistance, Northwestern Mutual survey finds.

Advisor Group launches employee wellness program
NEWS BROKER DEALERS JUL 26, 2022
Advisor Group launches employee wellness program

As part of the program, confidential mental health support will be provided to employees of the company’s six independent broker-dealers.

BPAS updates financial planning tool for participants
RETIREMENT RETIREMENT PLANNING JUL 25, 2022
BPAS updates financial planning tool for participants

Roadways Mile Marker 2.0 adds real-time updates and projections to present a bigger picture of each participant's overall financial health.

Rep managing $213 million exits Edward Jones for Raymond James
NEWS ADVISOR MOVES JUL 25, 2022
Rep managing $213 million exits Edward Jones for Raymond James

Glenn Israel, who has gone independent as GFI Wealth Partners in Munster, Indiana, joins the firm’s independent adviser channel.

70% of advisers describe themselves as successful
YOUR PRACTICE WOMEN ADVISOR COMMUNITY JUL 25, 2022
70% of advisers describe themselves as successful

American College survey finds trust, individual effort and specialized knowledge as the three most important influences on achieving success.

What Schwab's latest benchmarking study reveals about RIAs
THE INVESTMENTNEWS PODCAST JUL 25, 2022
What Schwab's latest benchmarking study reveals about RIAs

Jeff and Bruce talk to Lisa Salvi of Schwab Advisor Services about its 16th annual RIA benchmarking study. Lisa, who's spent the past 10 years working on this research, imparts what she sees as the study's key findings. She talks about how her team uses the data to inform best practices within the firm, as well as the three factors that identify top performers.

The message is compliance
YOUR PRACTICE FINTECH JUL 25, 2022
The message is compliance

The substantial fines hitting big banks for failing to meet messaging-retention requirements shows the need for direction from the top to ensure the use of monitoring systems.

Breakaway RIA affiliates with Sanctuary Wealth
NEWS RIAS JUL 22, 2022
Breakaway RIA affiliates with Sanctuary Wealth

Ronan O'Byrne, who managed $230 million at Fieldpoint Private Securities, has formed Crescent Pine Family Office in Rye, New York.

Focus Financial unit adds Strategic Capital Advisers
NEWS INDUSTRY NEWS JUL 20, 2022
Focus Financial unit adds Strategic Capital Advisers

Denver-based Strategic Capital, which manages more than $770 million, is joining Focus partner firm Transform Wealth.