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Kate Healy named to head CFP Board's Center for Financial Planning
YOUR PRACTICE PRACTICE MANAGEMENT AUG 03, 2022
Kate Healy named to head CFP Board's Center for Financial Planning

The former TD Ameritrade executive led the company’s Generation Next diversity program.

Wells Fargo resumes using its diverse candidate guidelines
YOUR PRACTICE PRACTICE MANAGEMENT AUG 02, 2022
Wells Fargo resumes using its diverse candidate guidelines

The banking giant completes 6-week review of procedures after ‘fake interviews’ fracas.

Fidelity adds five sustainable funds to 529 plans
INVESTING ESG AUG 02, 2022
Fidelity adds five sustainable funds to 529 plans

The portfolios were added to programs for Connecticut, New Hampshire and Massachusetts.

Full-court press to get FPA to explain its push on the financial planner title
THE INVESTMENTNEWS PODCAST AUG 01, 2022
Full-court press to get FPA to explain its push on the financial planner title

Bruce and Jeff push hard for answers on the Financial Planning Association's efforts to turn the financial planner title into a protected and official designation. They talk with FPA CEO and secretary Patrick D. Mahoney about why the current actions were taken and how this new title will differ from the more than 225 designations that already exist across the financial services industry.

Top 10 fee-only RIAs by average account size
NEWS RIAS AUG 01, 2022
Top 10 fee-only RIAs by average account size

The biggest registered investment advisory firms have mountains of assets under management, but how big are the individual client accounts at those firms?

10 fee-only RIAs with the most advisers in 2022
NEWS RIAS JUL 30, 2022
10 fee-only RIAs with the most advisers in 2022

How many financial advisers do registered investment advisory firms need when they manage tens of billions or even hundreds of billions in assets?

Pentegra Services acquires plan administration firm
RETIREMENT RETIREMENT PLANNING JUL 29, 2022
Pentegra Services acquires plan administration firm

New Pinnacle Consulting Group, of Cornelius, North Carolina, specializes in 403(b) plans and currently manages over 600 retirement plans.

SEC slaps Aegis Capital with $2.3 million penalty
YOUR PRACTICE PRACTICE MANAGEMENT JUL 29, 2022
SEC slaps Aegis Capital with $2.3 million penalty

The firm was charged with inadequately supervising its representatives, who made unsuitable recommendations of structured products.

House committee presses Wells Fargo rep on Biden family deals
NEWS RIAS JUL 29, 2022
House committee presses Wells Fargo rep on Biden family deals

Rep. James Comer is calling on Edward Prewitt, who advised Hunter Biden, to provide information related to deals that triggered suspicious activity reports.

Secrets to success for RIAs
NEWS RIAS JUL 29, 2022
Secrets to success for RIAs

Schwab’s annual benchmarking study shows top-performing firms are more likely to use such tools as marketing plans and ideal client profiles.