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Lincoln partners with CHIP to broaden access to advice
RETIREMENT LIFE INSURANCE AND ANNUITIES JAN 28, 2022
Lincoln partners with CHIP to broaden access to advice

The firm's African American Financial Professionals Network will use tools provided by Changing How Individuals Prosper, an online referral network.

Franklin Templeton picks Ascensus for its managed account offering
RETIREMENT RETIREMENT PLANNING JAN 28, 2022
Franklin Templeton picks Ascensus for its managed account offering

Fund firm will use tools to increase personalization of its retirement accounts.

OneDigital acquires St. Louis-based RIA
NEWS RIAS JAN 27, 2022
OneDigital acquires St. Louis-based RIA

HM Capital Management adds $5.5 billion in assets under advisement.

Annuity sales rose 16% last year
RETIREMENT LIFE INSURANCE AND ANNUITIES JAN 27, 2022
Annuity sales rose 16% last year

Data collected by the Secure Retirement Institute show gains in all annuity categories in 2021.

Finra approves Winklevoss crypto exchange Gemini
INVESTING ALTERNATIVES JAN 26, 2022
Finra approves Winklevoss crypto exchange Gemini

Now that it has broker-dealer status, Gemini Galactic Markets can operate an alternative trading system that will facilitate the trading of digital asset securities.

Massachusetts says Fidelity rubber-stamped options applications
INVESTING ALTERNATIVES JAN 26, 2022
Massachusetts says Fidelity rubber-stamped options applications

Regulator's complaint details examples of repeated applications – in some instances as many as 13 in one month.

EP Wealth Advisors acquires $118 million RIA
NEWS RIAS JAN 26, 2022
EP Wealth Advisors acquires $118 million RIA

Klein Financial Advisors, a Newport Beach, California-based RIA, has a strong emphasis on serving women.

LPL nabs $275 million Wells team
NEWS BROKER DEALERS JAN 25, 2022
LPL nabs $275 million Wells team

Pat Clifford and Tyler Lewis are opening their own firm in Texas and affiliating with LPL via Strategic Wealth Services.

Former UBS rep charged with stealing $5.8 million
NEWS REGULATION AND LEGISLATION JAN 25, 2022
Former UBS rep charged with stealing $5.8 million

German Nino used $4.2 million of a client's money on gifts for several women with whom he had romantic relationships.

Are our industry's diversity programs working?
THE INVESTMENTNEWS PODCAST JAN 24, 2022
Are our industry's diversity programs working?

Dr. Karen Altfest, executive vice president at Altfest Personal Wealth Management, discusses the history of women in financial services and whether or not there has been meaningful progress.