Ex-broker Perry Santillo also must pay $103 million in restitution.
Incedo’s implementation efforts will help Skience’s platform reach more registered investment advisers.
Jason Benedetti, Gus Dekavallas and Larry Ritter affiliate in Scottsdale, Arizona.
The three advisers, who will operate as The HarborView Group in St. Petersburg, previously were affiliated with Morgan Stanley.
Giant Virginia bank’s RIA arm will shed operations as well as assets.
A JPMorgan Bank rep who advises on $200 million also moves to Atlanta-based Arkadios Capital.
Bruce and Jeff tackle big industry issues with Brian Hart from KPMG, including when and how employees are expected to return to the office, and talk to Sonya Dreizler of Choir, a trailblazer in setting new industry standards for diversity at big conferences.
John and Jennifer Tarantino affiliate with LPL Financial in Florham Park, New Jersey.
The Florida-based advisers are joining the firm from Truist.
Three-quarters fear new Covid variant could cause a recession.
