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Creative Planning acquires $300 million Ohio RIA
NEWS RIAS JAN 04, 2022
Creative Planning acquires $300 million Ohio RIA

Berno Financial Management was founded in 1993 and is based in Cincinnati.

EP Wealth Advisors acquires Bay Area RIA
NEWS INDUSTRY NEWS JAN 04, 2022
EP Wealth Advisors acquires Bay Area RIA

Mindful Money in Berkeley, California, managed $346 million

MAI acquires $725 million RIA book
NEWS INDUSTRY NEWS JAN 04, 2022
MAI acquires $725 million RIA book

Patrick Gingras was a co-founder of Brenton Point Wealth Advisors

SEC names William Birdthistle director of investment management division
NEWS REGULATION AND LEGISLATION DEC 21, 2021
SEC names William Birdthistle director of investment management division

William A. Birdthistle is currently a professor at Chicago-Kent College of Law. The division oversees regulatory policy for investment advisers.

Global Infrastructure Management pays $4.5 million to settle with SEC
NEWS REGULATION AND LEGISLATION DEC 21, 2021
Global Infrastructure Management pays $4.5 million to settle with SEC

According to the order, Global failed to offset certain portfolio company fees against management fees charged to clients, as required under its offering and governing documents.

LPL Financial lands MML team managing $390 million
NEWS RIAS DEC 20, 2021
LPL Financial lands MML team managing $390 million

Sterling Wealth Group is based in Melville, New York and was formerly affiliated with MML Investors Services.

Anti-woke ETFs
THE INVESTMENTNEWS PODCAST DEC 20, 2021
Anti-woke ETFs

Jeff gets the breakdown on anti-woke ETFs from Bloomberg’s senior ETF analyst, Eric Balchunas. Together they dive deep into what these funds entail and which companies they're investing in, and ponder the question, is bringing politics into investing a good idea?

MAI Capital acquires $235 million RIA
NEWS ADVISOR MOVES DEC 20, 2021
MAI Capital acquires $235 million RIA

Since September, MAI has been owned by Galway Insurance Holdings, a New York-based financial services distribution company.

Washington state to delay assessing long-term care premiums
RETIREMENT RETIREMENT PLANNING DEC 17, 2021
Washington state to delay assessing long-term care premiums

Gov. Jay Inslee says legislators need time to refine the program, the Washington Cares Fund.

Vanguard cuts expense ratios on 17 funds
INVESTING MUTUAL FUNDS DEC 17, 2021
Vanguard cuts expense ratios on 17 funds

The fund giant estimates the cuts save investors $18.9 million, based on fiscal-year comparisons.