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Female duo managing $230 million at FiNet returns to LPL
NEWS BROKER DEALERS SEP 20, 2021
Female duo managing $230 million at FiNet returns to LPL

Carrie Turcotte and Crystal Walker run NorthShore Financial Strategies in Chattanooga, Tennessee.

Toward a national auto-IRA
RETIREMENT RETIREMENT PLANNING SEP 20, 2021
Toward a national auto-IRA

While industry groups argue the programs will take business away from advisers, there are still ways to get involved in the retirement planning process.

Billion-dollar Merrill Lynch team moves to RBC
YOUR PRACTICE PRACTICE MANAGEMENT SEP 17, 2021
Billion-dollar Merrill Lynch team moves to RBC

Known as the Inter Alia Group, four reps and four associates make switch in Portland, Oregon.

Fidelity to offer email security tool to RIAs, B-Ds
YOUR PRACTICE FINTECH SEP 17, 2021
Fidelity to offer email security tool to RIAs, B-Ds

The cybersecurity solution, which aims to protect advisers and their end clients' business email, comes from tech firm Armorblox.

RBC to pay SEC $800,000 for muni offering violations
INVESTING FIXED INCOME SEP 17, 2021
RBC to pay SEC $800,000 for muni offering violations

The agency says the firm favored ‘flippers’ over institutional and retail clients when it allocated newly issued municipal bonds.

Participants say plan websites are frustrating
RETIREMENT RETIREMENT PLANNING SEP 17, 2021
Participants say plan websites are frustrating

A J.D. Power study finds that only 43% of users say it’s easy to locate needed information on retirement plan sites.

Invesco reportedly in talks with State Street regarding asset management unit
INVESTING ETFS SEP 17, 2021
Invesco reportedly in talks with State Street regarding asset management unit

The deal would be a big one, given that State Street Global Advisors, the bank's asset management unit, has about $4 trillion in assets.

HSA assets hit $92.9 billion through first half
RETIREMENT RETIREMENT PLANNING SEP 17, 2021
HSA assets hit $92.9 billion through first half

The year-over-year increase in assets in health savings accounts is 26%, while the number of accounts now totals 31 million, up 6%.

Trio managing $366 million at Voya joins Royal Alliance
NEWS BROKER DEALERS SEP 17, 2021
Trio managing $366 million at Voya joins Royal Alliance

Altus Consulting Group, based in Texas and Wisconsin, becomes an office of supervisory jurisdiction.

Nebraska bank program managing $300 million switches to LPL
NEWS BROKER DEALERS SEP 17, 2021
Nebraska bank program managing $300 million switches to LPL

Sandstone Wealth and its two advisers were formerly affiliated with Raymond James and Royal Alliance.