The agency alleges that Michael Shillin lied to clients, many of them elderly, about the value of their investments.
The insurance broker is buying Freedom Partners, which provides back-office services for financial advisory firms.
Two Truist advisers make the move in Bedford and two in Charlottesville.
A group of three reps in Lincoln, Nebraska, makes the move.
The platform offers a streamlined financial aid application process as well as online courses. The bank said the acquisition will help it build relationships with college students.
Peppi Talley and Jessica Hall are joining the firm’s employee unit in Birmingham, Alabama
Claudia Cypher Kane was tapped as the Financial Planning Association's 2022 treasurer; the group also elected three new directors.
Required minimum distributions are becoming the de facto default distribution choice for retirees, TIAA data show.
Wealth Advisory Services, a hybrid in Doylestown, Pennsylvania, had been affiliated with Raymond James for five years.
The offering aimed at companies with 100 or fewer employees includes a financial wellness component.
