InvestmentNews

InvestmentNews
Displaying 3990 results
ESG options in 401(k)s could boost contributions, Schroders finds
RETIREMENT RETIREMENT PLANNING MAY 13, 2021
ESG options in 401(k)s could boost contributions, Schroders finds

Ninety percent of plan participants who are aware of ESG choices said they invest in them.

U.S. Capital Advisors acquires $1.4 billion RIA
NEWS RIAS MAY 13, 2021
U.S. Capital Advisors acquires $1.4 billion RIA

The company will merge Legacy One Financial Advisors into a subsidiary, USCA RIA, and rename the merged entity U.S. Capital Wealth Advisors.

Average retirement balances hit record in Q1: Fidelity
RETIREMENT RETIREMENT PLANNING MAY 13, 2021
Average retirement balances hit record in Q1: Fidelity

Year-over-year values are up more than 30% across more than 30 million IRAs, 401(k) and 403(b) accounts.

Nominations due for Women in Asset Management awards
YOUR PRACTICE PRACTICE MANAGEMENT MAY 13, 2021
Nominations due for Women in Asset Management awards

Nominate individuals and firms in the U.S. as role models, advocates and allies of women in investment management by June 11.

UBS adviser managing $150 million in Florida moves to LPL
NEWS BROKER DEALERS MAY 13, 2021
UBS adviser managing $150 million in Florida moves to LPL

Jeffrey Schiffman joins the firm’s employee unit in Palm Beach Gardens, Florida.

Great-West B-D to pay $1.5 million over retirement account failures
RETIREMENT RETIREMENT PLANNING MAY 12, 2021
Great-West B-D to pay $1.5 million over retirement account failures

The Securities and Exchange Commission says the firm knew that hackers were trying to access participant accounts but didn’t report them.

Top exchange-traded funds in the first quarter
INVESTING ETFS MAY 11, 2021
Top exchange-traded funds in the first quarter

These charts are based on data from Refinitiv Lipper, an LSEG business, and reflect data through March 31.

Duo managing $200 million at Wells Fargo goes indie with Commonwealth
YOUR PRACTICE PRACTICE MANAGEMENT MAY 11, 2021
Duo managing $200 million at Wells Fargo goes indie with Commonwealth

Aaron Sehl and Vincent Feijoo set up FS Financial in Southington, Connecticut.

Great Valley Advisor Group acquires US Financial Advisors
NEWS RIAS MAY 11, 2021
Great Valley Advisor Group acquires US Financial Advisors

The acquisition will expand the Pennsylvania-based Great Valley Advisor Group’s footprint to New England.

MSCI appoints chief diversity officer
YOUR PRACTICE PRACTICE MANAGEMENT MAY 11, 2021
MSCI appoints chief diversity officer

Tia Counts will fill the new international position based in London, and is responsible for aligning MSCI’s diversity, equality and inclusion goals.