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Duo managing $200 million at Wells Fargo goes indie with Commonwealth
YOUR PRACTICE PRACTICE MANAGEMENT MAY 11, 2021
Duo managing $200 million at Wells Fargo goes indie with Commonwealth

Aaron Sehl and Vincent Feijoo set up FS Financial in Southington, Connecticut.

Great Valley Advisor Group acquires US Financial Advisors
NEWS RIAS MAY 11, 2021
Great Valley Advisor Group acquires US Financial Advisors

The acquisition will expand the Pennsylvania-based Great Valley Advisor Group’s footprint to New England.

MSCI appoints chief diversity officer
YOUR PRACTICE PRACTICE MANAGEMENT MAY 11, 2021
MSCI appoints chief diversity officer

Tia Counts will fill the new international position based in London, and is responsible for aligning MSCI’s diversity, equality and inclusion goals.

Focus Financial to acquire $310 million RIA
NEWS INDUSTRY NEWS MAY 10, 2021
Focus Financial to acquire $310 million RIA

Integer Wealth Advisors will become part of Focus-owned JFS Wealth Advisors.

$220 million Baird team moves to Raymond James
NEWS BROKER DEALERS MAY 10, 2021
$220 million Baird team moves to Raymond James

A father-and-son duo in Sarasota, Florida joins the firm’s employee channel.

Finra should review ban on in-person arbitration hearings
NEWS REGULATION AND LEGISLATION MAY 10, 2021
Finra should review ban on in-person arbitration hearings

One industry group is now calling on Finra to end the remote hearings it says are harming investors. Two hundred and sixty-three hearings have been conducted remotely as of the end of March.

Legislators ask GAO to review target-date funds
RETIREMENT RETIREMENT PLANNING MAY 07, 2021
Legislators ask GAO to review target-date funds

The heads of the Senate and House committees overseeing labor want to know whether TDFs are working as advertised.

By the Numbers: The 2021 40 Under 40s
NEWS INDUSTRY NEWS MAY 07, 2021
By the Numbers: The 2021 40 Under 40s

Get the stats on this year’s 40 Under 40 honorees, including their favorite social media platforms, which designations they’ve earned and how many hours they work each week.

Trio managing $244 million at Wells Fargo joins D.A. Davidson
YOUR PRACTICE PRACTICE MANAGEMENT MAY 07, 2021
Trio managing $244 million at Wells Fargo joins D.A. Davidson

The Squier & Martinez group is opening an office for the firm in Grand Junction, Colorado.

OneDigital acquires hometown plan consultant
RETIREMENT RETIREMENT PLANNING MAY 06, 2021
OneDigital acquires hometown plan consultant

Atlanta-based Clearview Advisory serves more than 100 plans with $2.3 billion in assets.